We are live on ! Find out more
OUSM icon

ALPS O'Shares US Small-Cap Quality Dividend ETF

50 hedge funds and large institutions have $113M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

130% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 10

22% more capital invested

Capital invested by funds: $92.5M → $113M (+$20.6M)

14% more funds holding

Funds holding: 4450 (+6)

11.33% more ownership

Funds ownership: 74.08%85.41% (+11%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
50
Holders Change
+6
Holders Change %
+13.64%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
23
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.5M +$1.05M +29,604 +6%
Wells Fargo
2
Wells Fargo
California
$13.1M +$2.21M +62,285 +20%
Bank of America
3
Bank of America
North Carolina
$11.9M +$2.33M +65,749 +24%
SCM
4
Stonehearth Capital Management
Massachusetts
$11.6M -$244K -6,899 -2%
UBS Group
5
UBS Group
Switzerland
$10.8M +$698K +19,691 +7%
LPL Financial
6
LPL Financial
California
$9.79M +$206K +5,818 +2%
Stifel Financial
7
Stifel Financial
Missouri
$4.85M +$4.63M +130,729 +1,973%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.6M +$182K +5,142 +4%
AAS
9
Avantax Advisory Services
Texas
$3.81M +$62.5K +1,764 +2%
WANY
10
Wealthspire Advisors (New York)
New York
$2.26M
PAG
11
Private Advisor Group
New Jersey
$2.05M -$37.6K -1,062 -2%
BPFA
12
Barnes Pettey Financial Advisors
Mississippi
$2M +$39.2K +1,107 +2%
Brown Advisory
13
Brown Advisory
Maryland
$1.53M
KPWS
14
Kestra Private Wealth Services
Texas
$1.52M +$14.1K +399 +0.9%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.47M +$1.12M +31,555 +310%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.24M +$639K +18,035 +104%
PEA
17
Park Edge Advisors
Ohio
$1.24M +$1.25M +35,143 New
SPIA
18
Steward Partners Investment Advisory
New York
$1.18M +$309K +8,725 +35%
CNWM
19
Clay Northam Wealth Management
California
$1.05M +$68.5K +1,934 +7%
SSWM
20
Sheets Smith Wealth Management
North Carolina
$1.04M +$31.9K +900 +3%
EAM
21
Empirical Asset Management
Massachusetts
$834K -$196K -5,520 -19%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$765K +$37.1K +1,048 +5%
Goldman Sachs
23
Goldman Sachs
New York
$622K
AWA
24
Acorn Wealth Advisors
Michigan
$590K -$15K -422 -2%
SWP
25
Stratos Wealth Partners
Ohio
$566K -$53.3K -1,504 -9%

OUSM Hedge Fund Activity: Q1 2023 in Review

50 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2023, worth a combined $113M — up 22% from $92.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new OUSM positions and 3 closed out — a net gain of 6 holders — while 23 added to existing stakes and 10 trimmed.

The largest buyer was Stifel Financial, adding an estimated $4.63M. The largest seller was Citadel Advisors, cutting an estimated $392K.

  • 50 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2023, up from 44 in Q4 2022.
  • Funds reported $113M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2023, up 22% quarter-over-quarter.
  • 9 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2023 and 3 closed out, a net change of +6 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2023 was Stifel Financial, an estimated $4.63M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2023 was Citadel Advisors, an estimated $392K sold.

Based on aggregated 13F filings for Q1 2023.