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ALPS O'Shares US Small-Cap Quality Dividend ETF
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Overview Fund Activity

50 hedge funds and large institutions have $113M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 23 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+6
Holders Change %
+13.64%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
23
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
+$4.62M
2
Bank of America
Bank of America
North Carolina
+$2.32M
3
Wells Fargo
Wells Fargo
California
+$2.2M
4
PEA
Park Edge Advisors
Ohio
+$1.24M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.11M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$390K
2
HPCM
Hunter Perkins Capital Management
Illinois
-$280K
3
SCM
Stonehearth Capital Management
Massachusetts
-$244K
4
TCM
Triumph Capital Management
Colorado
-$213K
5
EAM
Empirical Asset Management
Massachusetts
-$195K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.5M +$1.05M +29,604 +6%
Wells Fargo
2
Wells Fargo
California
$13.1M +$2.2M +62,285 +20%
Bank of America
3
Bank of America
North Carolina
$11.9M +$2.32M +65,749 +24%
SCM
4
Stonehearth Capital Management
Massachusetts
$11.6M -$244K -6,899 -2%
UBS Group
5
UBS Group
Switzerland
$10.8M +$695K +19,691 +7%
LPL Financial
6
LPL Financial
California
$9.79M +$205K +5,818 +2%
Stifel Financial
7
Stifel Financial
Missouri
$4.85M +$4.62M +130,729 +1,973%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$4.6M +$182K +5,142 +4%
AAS
9
Avantax Advisory Services
Texas
$3.81M +$62.3K +1,764 +2%
WANY
10
Wealthspire Advisors (New York)
New York
$2.26M – – –
PAG
11
Private Advisor Group
New Jersey
$2.05M -$37.5K -1,062 -2%
BPFA
12
Barnes Pettey Financial Advisors
Mississippi
$2M +$39.1K +1,107 +2%
Brown Advisory
13
Brown Advisory
Maryland
$1.53M – – –
KPWS
14
Kestra Private Wealth Services
Texas
$1.52M +$14.1K +399 +0.9%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.47M +$1.11M +31,555 +310%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.24M +$634K +18,035 +104%
PEA
17
Park Edge Advisors
Ohio
$1.24M +$1.24M +35,143 New
SPIA
18
Steward Partners Investment Advisory
New York
$1.18M +$308K +8,725 +35%
CNWM
19
Clay Northam Wealth Management
California
$1.05M +$68.3K +1,934 +7%
SSWM
20
Sheets Smith Wealth Management
North Carolina
$1.04M +$31.8K +900 +3%
EAM
21
Empirical Asset Management
Massachusetts
$834K -$195K -5,520 -19%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$765K +$37K +1,048 +5%
Goldman Sachs
23
Goldman Sachs
New York
$622K – – –
AWA
24
Acorn Wealth Advisors
Michigan
$590K -$14.9K -422 -2%
SWP
25
Stratos Wealth Partners
Ohio
$566K -$53.1K -1,504 -9%
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