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ALPS O'Shares US Small-Cap Quality Dividend ETF
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Overview Fund Activity

23 hedge funds and large institutions have $34.7M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2018 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 11 increasing their positions, 0 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
+9
Holders Change %
+64.29%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
11
Reduced
–
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.54M
2
UBS Group
UBS Group
Switzerland
+$1.5M
3
ADBIC
A.D. Beadell Investment Counsel
Wisconsin
+$1.1M
4
LPL Financial
LPL Financial
California
+$826K
5
PAG
Private Advisor Group
New Jersey
+$723K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$11K
2
FANJ
Financial Architects (New Jersey)
New Jersey
-$5K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.8M +$2.54M +97,812 +18%
RJA
2
Raymond James & Associates
Florida
$4.98M +$219K +8,447 +5%
UBS Group
3
UBS Group
Switzerland
$3.39M +$1.5M +57,903 +80%
LPL Financial
4
LPL Financial
California
$2.28M +$826K +31,818 +57%
PAG
5
Private Advisor Group
New Jersey
$1.18M +$723K +27,856 +157%
ADBIC
6
A.D. Beadell Investment Counsel
Wisconsin
$1.1M +$1.1M +42,540 New
SPIA
7
Steward Partners Investment Advisory
New York
$1M +$131K +5,058 +15%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$613K +$316K +12,158 +106%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$550K +$550K +21,180 New
CA
10
CapWealth Advisors
Tennessee
$538K +$538K +20,715 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$417K +$98.7K +3,796 +31%
DI
12
Diligent Investors
California
$415K +$234 +9 +0.1%
HCIA
13
Hochman Cole Investment Advisors
Illinois
$402K +$402K +15,499 New
VF
14
Virtu Financial
New York
$283K +$72.3K +2,780 +34%
AG
15
Advisor Group
Arizona
$263K +$102K +3,913 +63%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$201K +$201K +7,780 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$114K +$114K +4,385 New
CPA
18
Clear Perspective Advisors
Illinois
$105K +$105K +4,050 New
GWM
19
Geneos Wealth Management
Colorado
$43K +$43K +1,667 New
Wells Fargo
20
Wells Fargo
California
$10K +$10K +404 New
CFA
21
Carroll Financial Associates
North Carolina
$7K +$7K +290 New
GEA
22
Glen Eagle Advisors
New Jersey
$6.88K – – –
ML
23
McAdam LLC
Pennsylvania
$4K +$4K +170 New
Bank of America
24
Bank of America
North Carolina
– -$11K -400 Closed
FANJ
25
Financial Architects (New Jersey)
New Jersey
– -$5K -200 Closed