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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

40 hedge funds and large institutions have $88.5M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2022 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

5.42% more ownership

Funds ownership: 61.49% → 66.91% (+5.4%)

2% more capital invested

Capital invested by funds: $86.9M → $88.5M (+$1.63M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

9% less funds holding

Funds holding: 44 → 40 (-4)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
19
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$5.66M
2
LPL Financial
LPL Financial
California
+$2.78M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$785K
4
CNWM
Clay Northam Wealth Management
California
+$751K
5
Bank of America
Bank of America
North Carolina
+$671K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.05M
2
Morgan Stanley
Morgan Stanley
New York
-$1.01M
3
FTUS
Flow Traders U.S.
New York
-$763K
4
UBS Group
UBS Group
Switzerland
-$457K
5
TRCT
Tower Research Capital (TRC)
New York
-$142K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$16.3M -$457K -13,036 -3%
SCM
2
Stonehearth Capital Management
Massachusetts
$11.9M +$71.6K +2,045 +0.6%
Morgan Stanley
3
Morgan Stanley
New York
$11.2M -$1.01M -28,914 -8%
Bank of America
4
Bank of America
North Carolina
$7.99M +$671K +19,172 +9%
LPL Financial
5
LPL Financial
California
$7.65M +$2.78M +79,383 +57%
Wells Fargo
6
Wells Fargo
California
$7.22M +$5.66M +161,630 +354%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.85M -$47.8K -1,366 -1%
AAS
8
Avantax Advisory Services
Texas
$3.57M +$2.42K +69 +0.1%
LWA
9
Lenox Wealth Advisors
New York
$2.21M – – –
PAG
10
Private Advisor Group
New Jersey
$2.07M -$2K -57 -0.1%
Brown Advisory
11
Brown Advisory
Maryland
$1.51M – – –
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.34M +$785K +22,403 +140%
EAM
13
Empirical Asset Management
Massachusetts
$1.16M +$124K +3,543 +12%
SSWM
14
Sheets Smith Wealth Management
North Carolina
$998K +$35K +1,000 +4%
TCM
15
Triumph Capital Management
Colorado
$901K +$4.31K +123 +0.5%
SPIA
16
Steward Partners Investment Advisory
New York
$872K +$7K +200 +0.8%
CNWM
17
Clay Northam Wealth Management
California
$747K +$751K +21,445 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$667K +$5.29K +151 +0.8%
SWP
19
Stratos Wealth Partners
Ohio
$618K +$97.1K +2,772 +19%
Goldman Sachs
20
Goldman Sachs
New York
$613K – – –
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$493K -$5.29K -151 -1%
GIA
22
Gladstone Institutional Advisory
Florida
$470K +$27.9K +798 +6%
CA
23
Cambridge Advisors
Nebraska
$437K -$1.26K -36 -0.3%
AWA
24
Acorn Wealth Advisors
Michigan
$422K +$37.1K +1,060 +10%
CAL
25
Capital Advisors Ltd
Ohio
$391K +$175 +5 +0%
1
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OUSM Hedge Fund Activity: Q1 2022 in Review

40 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2022, worth a combined $88.5M — up 1.9% from $86.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OUSM and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 19 added.

The largest buyer was Wells Fargo, adding an estimated $5.66M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.05M sold.

  • 40 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2022, down from 44 in Q4 2021.
  • Funds reported $88.5M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2022, up 1.9% quarter-over-quarter.
  • 4 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2022 and 6 closed out, a net change of -2 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2022 was Wells Fargo, an estimated $5.66M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2022 was Citadel Advisors, an estimated $1.05M sold.

Based on aggregated 13F filings for Q1 2022.