We are live on ! Find out more
OUSM icon

ALPS O'Shares US Small-Cap Quality Dividend ETF

30 hedge funds and large institutions have $48.5M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

12% more capital invested

Capital invested by funds: $43.4M → $48.5M (+$5.18M)

7% more funds holding

Funds holding: 2830 (+2)

1.29% more ownership

Funds ownership: 31.95%33.24% (+1.3%)

Holders
30
Holders Change
+2
Holders Change %
+7.14%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.6M +$1.11M +39,113 +6%
UBS Group
2
UBS Group
Switzerland
$7.51M +$1.51M +53,448 +25%
RJA
3
Raymond James & Associates
Florida
$5.74M +$114K +4,037 +2%
LPL Financial
4
LPL Financial
California
$3.49M +$505K +17,853 +17%
PAG
5
Private Advisor Group
New Jersey
$2.51M +$1.6M +56,422 +175%
BCM
6
Beck Capital Management
Texas
$2.42M -$352K -12,429 -13%
CA
7
CapWealth Advisors
Tennessee
$1.95M +$693K +24,495 +55%
SPIA
8
Steward Partners Investment Advisory
New York
$1.09M -$5.66K -200 -0.5%
SWP
9
Stratos Wealth Partners
Ohio
$552K +$229K +8,094 +71%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$518K -$126K -4,454 -20%
Bank of New York Mellon
11
Bank of New York Mellon
New York
$496K -$104K -3,681 -17%
TC
12
Telemus Capital
Michigan
$496K
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$476K +$27.1K +957 +6%
DI
14
Diligent Investors
California
$416K -$5.58K -197 -1%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$401K -$51K -1,800 -11%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$324K +$199K +7,042 +161%
SSWM
17
Sheets Smith Wealth Management
North Carolina
$322K +$321K +11,354 New
AG
18
Advisor Group
Arizona
$305K +$27K +955 +10%
CPA
19
Clear Perspective Advisors
Illinois
$251K +$70.8K +2,500 +39%
Jane Street
20
Jane Street
New York
$230K -$1.18M -41,705 -84%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$215K +$4.47K +158 +2%
AAP
22
Arax Advisory Partners
Colorado
$110K +$110K +3,881 New
IA
23
IFP Advisors
Florida
$68K +$5.72K +202 +9%
GWM
24
Geneos Wealth Management
Colorado
$47K
Wells Fargo
25
Wells Fargo
California
$11K

OUSM Hedge Fund Activity: Q3 2018 in Review

30 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2018, worth a combined $48.5M — up 12% from $43.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new OUSM positions and 2 closed out — a net gain of 2 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $1.6M. The largest seller was Jane Street, cutting an estimated $1.18M.

  • 30 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2018, up from 28 in Q2 2018.
  • Funds reported $48.5M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2018, up 12% quarter-over-quarter.
  • 4 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2018 and 2 closed out, a net change of +2 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2018 was Private Advisor Group, an estimated $1.6M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2018 was Jane Street, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2018.