ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
12 hedge funds and large institutions have $21.1M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
150% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 2
94% more capital invested
Capital invested by funds: $10.9M → $21.1M (+$10.3M)
20% more funds holding
Funds holding: 10 → 12 (+2)
13.87% more ownership
Funds ownership: 28.44% → 42.31% (+14%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$4.6M |
| 2 |
Morgan Stanley
New York
|
+$3.86M |
| 3 |
Jane Street
New York
|
+$1.04M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$462K |
| 5 |
VF
Virtu Financial
New York
|
+$333K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$100K |
| 2 |
Creative Planning
Overland Park,
Kansas
|
-$13K |
| 3 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
-$5K |
| 4 |
AG
Advisor Group
Phoenix,
Arizona
|
-$3.39K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Morgan Stanley
New York
| $11.2M | +$3.86M | +151,478 | +55% |
|
|
RJA
2
Raymond James & Associates
St Petersburg,
Florida
| $4.74M | +$4.6M | +180,450 | New |
|
3
LPL Financial
San Diego,
California
| $1.35M | +$121K | +4,760 | +10% |
|
|
4
Jane Street
New York
| $1.08M | +$1.04M | +41,002 | New |
|
|
PAG
5
Private Advisor Group
Morristown,
New Jersey
| $998K | +$229K | +8,986 | +31% |
|
|
6
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $476K | +$462K | +18,135 | New |
|
|
DI
7
Diligent Investors
Redlands,
California
| $399K | +$12.8K | +503 | +3% |
|
|
VF
8
Virtu Financial
New York
| $343K | +$333K | +13,079 | New |
|
|
9
Royal Bank of Canada
Toronto,
Ontario, Canada
| $311K | -$100K | -3,931 | -25% |
|
|
AG
10
Advisor Group
Phoenix,
Arizona
| $97K | -$3.39K | -133 | -3% |
|
11
UBS Group
Zurich,
Switzerland
| $85K | +$586 | +23 | +0.7% |
|
12
Bank of America
Charlotte,
North Carolina
| $11K | +$10.2K | +400 | New |
|
|
13
Creative Planning
Overland Park,
Kansas
| – | -$13K | -500 | Closed |
|
|
LTFS
14
Ladenburg Thalmann Financial Services
Miami,
Florida
| – | -$5K | -201 | Closed |
|
OUSM Hedge Fund Activity: Q3 2017 in Review
12 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2017, worth a combined $21.1M — up 94% from $10.9M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new OUSM positions and 2 closed out — a net gain of 3 holders — while 5 added to existing stakes and 2 trimmed.
The largest buyer was Raymond James & Associates, opening a new position worth an estimated $4.6M. The largest seller was Royal Bank of Canada, cutting an estimated $100K.
- 12 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2017, up from 10 in Q2 2017.
- Funds reported $21.1M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2017, up 94% quarter-over-quarter.
- 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2017 and 2 closed out, a net change of +3 holders.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2017 was Raymond James & Associates, an estimated $4.6M added.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2017 was Royal Bank of Canada, an estimated $100K sold.
Based on aggregated 13F filings for Q3 2017.