Ladenburg Thalmann Financial Services’s ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio OUSM Stock Details OUSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$195K	Buy	6,566 +479	+8%	+$13.7K	﹤0.01%	2527
2019 Q3	$170K	Sell	6,087 -1,268	-17%	-$34.8K	﹤0.01%	2588
2019 Q2	$202K	Sell	7,355 -1,962	-21%	-$53K	﹤0.01%	2461
2019 Q1	$247K	Sell	9,317 -2,286	-20%	-$59.2K	﹤0.01%	2238
2018 Q4	$273K	Buy	11,603 +176	+2%	+$4.54K	﹤0.01%	1995
2018 Q3	$324K	Buy	11,427 +7,042	+161%	+$199K	﹤0.01%	1929
2018 Q2	$114K	Hold	4,385	–	–	﹤0.01%	2676
2018 Q1	$114K	Buy	+4,385	New	+$116K	﹤0.01%	2676
2017 Q3	–	Sell	-201	Closed	-$5K	–	4992
2017 Q2	$5K	Buy	201 +1	+0.5%	+$25	﹤0.01%	4332
2017 Q1	$5K	Buy	+200	New	+$5.05K	﹤0.01%	4320

Other funds holding OUSM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return

Ladenburg Thalmann Financial Services's OUSM Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) stake by 7.9% in Q4 2019, buying an estimated $13.7K and bringing the position to 6,566 shares worth $195K. The position accounts for ﹤0.01% of the portfolio, ranked #2527.

Ladenburg Thalmann Financial Services first reported a position in OUSM in Q1 2017 and has held it in 10 quarters since. The position peaked at $324K in Q3 2018. 36 funds tracked by Wall St. Rank hold OUSM as of Q4 2019.

Ladenburg Thalmann Financial Services held 6,566 shares of ALPS O'Shares US Small-Cap Quality Dividend ETF worth $195K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 479 ALPS O'Shares US Small-Cap Quality Dividend ETF shares in Q4 2019, an estimated $13.7K.
ALPS O'Shares US Small-Cap Quality Dividend ETF made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2527 holding.
Ladenburg Thalmann Financial Services first reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF in Q1 2017 and has held it in 10 quarters since.
Ladenburg Thalmann Financial Services's ALPS O'Shares US Small-Cap Quality Dividend ETF position peaked at $324K in Q3 2018.
36 funds tracked by Wall St. Rank held ALPS O'Shares US Small-Cap Quality Dividend ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.