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ALPS O'Shares US Small-Cap Quality Dividend ETF
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Overview Fund Activity

61 hedge funds and large institutions have $219M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 11 reducing their positions, and 1 closing their positions.

Holders
61
Holders Change
+7
Holders Change %
+12.96%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
32
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$38.2M
2
AAS
2
Avantax Advisory Services
Texas
$10.1M
3
Ameriprise
3
Ameriprise
Minnesota
$29.1M
4
AFS
4
Axiom Financial Strategies
Indiana
$3.52M
5
FP
5
Fiduciary Planning
Florida
$1.57M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$12.8M
2
OP
2
ORG Partners
Indiana
$71K
3
SSWM
3
Sheets Smith Wealth Management
North Carolina
$938K
4
TRCT
4
Tower Research Capital (TRC)
New York
$0
5
CA
5
Cambridge Advisors
Nebraska
$359K
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$38.2M 1,087,474 +274,693 +34%
Ameriprise
2
Ameriprise
Minnesota
$29.1M 828,002 +143,324 +21%
Morgan Stanley
3
Morgan Stanley
New York
$20.4M 580,172 +33,118 +6%
Bank of America
4
Bank of America
North Carolina
$15.9M 452,203 +24,934 +6%
LPL Financial
5
LPL Financial
California
$12.8M 363,346 -40,441 -10%
SCM
6
Stonehearth Capital Management
Massachusetts
$11.5M 327,919 +2,982 +0.9%
UBS Group
7
UBS Group
Switzerland
$11.4M 326,025 +6,121 +2%
AAS
8
Avantax Advisory Services
Texas
$10.1M 288,394 +177,449 +160%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$9.02M 257,004 +35,560 +16%
Thrivent Financial for Lutherans
10
Thrivent Financial for Lutherans
Minnesota
$7.89M 223,310 +3,479 +2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$5.13M 146,010 +11,383 +8%
Stifel Financial
12
Stifel Financial
Missouri
$5.05M 143,957 +1,365 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.57M 130,187 +44,424 +52%
AFS
14
Axiom Financial Strategies
Indiana
$3.52M 100,341 +100,341 New
Osaic Holdings
15
Osaic Holdings
Arizona
$2.46M 69,972 +22,258 +47%
WANY
16
Wealthspire Advisors (New York)
New York
$2.25M 64,000 – –
KPWS
17
Kestra Private Wealth Services
Texas
$2.22M 63,241 +4,924 +8%
BPFA
18
Barnes Pettey Financial Advisors
Mississippi
$2.01M 57,241 -460 -0.8%
PAG
19
Private Advisor Group
New Jersey
$1.99M 56,687 -110 -0.2%
FP
20
Fiduciary Planning
Florida
$1.57M 44,840 +44,840 New
Brown Advisory
21
Brown Advisory
Maryland
$1.52M 43,280 – –
ACA
22
Aptus Capital Advisors
Alabama
$1.51M 42,891 +42,891 New
RJA
23
Raymond James & Associates
Florida
$1.33M 37,990 +37,990 New
JPMPWA
24
J.P. Morgan Private Wealth Advisors
California
$1.31M 37,201 +9,888 +36%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$1.21M 34,478 +17,939 +108%
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