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ALPS O'Shares US Small-Cap Quality Dividend ETF

32 hedge funds and large institutions have $50.4M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

7% more capital invested

Capital invested by funds: $47.1M → $50.4M (+$3.29M)

3% more funds holding

Funds holding: 3132 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.14% less ownership

Funds ownership: 50.59%50.45% (-0.14%)

18% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 11

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.65%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
9
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$12.1M +$113K +4,293 +0.9%
SCM
2
Stonehearth Capital Management
Massachusetts
$8.62M +$262K +9,928 +3%
Morgan Stanley
3
Morgan Stanley
New York
$6.68M +$168K +6,365 +3%
Bank of America
4
Bank of America
North Carolina
$4.78M +$317K +11,987 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.03M +$202K +7,644 +7%
LPL Financial
6
LPL Financial
California
$2.77M +$154K +5,834 +6%
AAS
7
Avantax Advisory Services
Texas
$2.58M +$2.58M +97,562 New
PAG
8
Private Advisor Group
New Jersey
$1.75M -$79.9K -3,021 -4%
Brown Advisory
9
Brown Advisory
Maryland
$1.14M
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$881K -$253K -9,576 -22%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$847K -$368K -13,937 -30%
SPIA
12
Steward Partners Investment Advisory
New York
$825K -$2.12K -80 -0.3%
SSWM
13
Sheets Smith Wealth Management
North Carolina
$724K
Osaic Holdings
14
Osaic Holdings
Arizona
$433K -$35.4K -1,340 -8%
TC
15
Telemus Capital
Michigan
$407K
Bank of New York Mellon
16
Bank of New York Mellon
New York
$382K
WP
17
WealthShield Partners
North Carolina
$363K +$365K +13,809 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$273K -$41.5K -1,571 -13%
CAL
19
Capital Advisors Ltd
Ohio
$270K +$68.4K +2,587 +34%
SWP
20
Stratos Wealth Partners
Ohio
$264K +$51.9K +1,962 +24%
CA
21
Cambridge Advisors
Nebraska
$243K -$8.75K -331 -3%
DI
22
Diligent Investors
California
$229K -$13.2K -500 -5%
RJA
23
Raymond James & Associates
Florida
$216K -$7.8K -295 -3%
CFA
24
Carroll Financial Associates
North Carolina
$183K
JP Morgan Chase
25
JP Morgan Chase
New York
$153K +$155K +5,850 New

OUSM Hedge Fund Activity: Q3 2020 in Review

32 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2020, worth a combined $50.4M — up 7% from $47.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new OUSM positions and 4 closed out — a net gain of 1 holder — while 9 added to existing stakes and 11 trimmed.

The largest buyer was Avantax Advisory Services, opening a new position worth an estimated $2.58M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $1.11M sold.

  • 32 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2020, up from 31 in Q2 2020.
  • Funds reported $50.4M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2020, up 7% quarter-over-quarter.
  • 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2020 and 4 closed out, a net change of +1 holder.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2020 was Avantax Advisory Services, an estimated $2.58M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2020 was Cambridge Investment Research Advisors, an estimated $1.11M sold.

Based on aggregated 13F filings for Q3 2020.