We are live on ! Find out more
OUSM icon

ALPS O'Shares US Small-Cap Quality Dividend ETF

31 hedge funds and large institutions have $28.9M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2020 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

4.37% more ownership

Funds ownership: 36.69%41.06% (+4.4%)

14% less funds holding

Funds holding: 3631 (-5)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

27% less capital invested

Capital invested by funds: $39.6M → $28.9M (-$10.7M)

Holders
31
Holders Change
-5
Holders Change %
-13.89%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
9
Reduced
7
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.64M -$3.11M -115,837 -24%
UBS Group
2
UBS Group
Switzerland
$4.18M +$1.1M +40,805 +26%
Bank of America
3
Bank of America
North Carolina
$3.26M +$590K +21,980 +16%
LPL Financial
4
LPL Financial
California
$2.17M -$299K -11,142 -10%
PAG
5
Private Advisor Group
New Jersey
$1.79M -$364K -13,551 -14%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.75M +$1.78M +66,506 +385%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.34M +$208K +7,741 +14%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.24M +$1.26M +46,923 +383%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$811K +$93.6K +3,488 +10%
Citadel Advisors
10
Citadel Advisors
Florida
$786K +$1.01M +37,521 New
SPIA
11
Steward Partners Investment Advisory
New York
$680K -$5.58K -208 -0.6%
Jane Street
12
Jane Street
New York
$673K +$862K +32,129 New
ACA
13
Aptus Capital Advisors
Alabama
$431K +$553K +20,595 New
SSWM
14
Sheets Smith Wealth Management
North Carolina
$402K
TC
15
Telemus Capital
Michigan
$364K -$200K -7,465 -34%
Osaic Holdings
16
Osaic Holdings
Arizona
$338K +$432K +16,107 New
Bank of New York Mellon
17
Bank of New York Mellon
New York
$307K -$198K -7,384 -34%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$224K -$113K -4,221 -28%
CFA
19
Carroll Financial Associates
North Carolina
$151K +$32.2K +1,200 +20%
APA
20
American Portfolios Advisors
New York
$132K
AWA
21
Arkadios Wealth Advisors
Georgia
$64.2K
Wells Fargo
22
Wells Fargo
California
$47K +$31.7K +1,181 +111%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$21K +$26.8K +1,000 New
IA
24
IFP Advisors
Florida
$20K +$161 +6 +0.7%
GSWM
25
Golden State Wealth Management
California
$15K +$18.8K +700 New

OUSM Hedge Fund Activity: Q1 2020 in Review

31 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2020, worth a combined $28.9M — down 27% from $39.6M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of OUSM and 9 opened new positions — a net loss of 3 holders — while 7 trimmed existing stakes and 9 added.

The largest buyer was Susquehanna International Group, adding an estimated $1.78M. The largest seller was Morgan Stanley, cutting an estimated $3.11M.

  • 31 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2020, down from 36 in Q4 2019.
  • Funds reported $28.9M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2020, down 27% quarter-over-quarter.
  • 9 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2020 and 12 closed out, a net change of -3 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2020 was Susquehanna International Group, an estimated $1.78M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2020 was Morgan Stanley, an estimated $3.11M sold.

Based on aggregated 13F filings for Q1 2020.