Empirical Asset Management’s ALPS O'Shares US Small-Cap Quality Dividend ETF OUSM Stock Holding History

Empirical Asset Management’s Portfolio OUSM Stock Details OUSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-14,252	Closed	-$588K	–	347
2024 Q2	$588K	Sell	14,252 -7,687	-35%	-$316K	0.22%	132
2024 Q1	$934K	Sell	21,939 -1,835	-8%	-$73.5K	0.45%	59
2023 Q4	$931K	Sell	23,774 -323	-1%	-$11.6K	0.76%	37
2023 Q3	$846K	Sell	24,097 -536	-2%	-$19.5K	0.74%	35
2023 Q2	$904K	Buy	24,633 +1,012	+4%	+$35.7K	0.8%	37
2023 Q1	$834K	Sell	23,621 -5,520	-19%	-$196K	0.8%	39
2022 Q4	$978K	Sell	29,141 -1,370	-4%	-$45.5K	1.03%	22
2022 Q3	$915K	Sell	30,511 -1,798	-6%	-$59.2K	1%	25
2022 Q2	$1.02M	Sell	32,309 -935	-3%	-$31.1K	1.08%	22
2022 Q1	$1.16M	Buy	33,244 +3,543	+12%	+$124K	1.1%	25
2021 Q4	$1.1M	Buy	+29,701	New	+$1.08M	1.07%	20

Other funds holding OUSM

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return

AAS

Avantax Advisory Services Dallas, Texas $18.2B AUM 15.06% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

SCM

Stonehearth Capital Management Danvers, Massachusetts $293M AUM 32.48% 1-Year Est. Return

Empirical Asset Management's OUSM Position: Q3 2024 in Review

Empirical Asset Management sold out of ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) in Q3 2024, closing a stake of 14,252 shares — an estimated $588K sold.

Empirical Asset Management first reported a position in OUSM in Q4 2021 and held it in 11 quarters. The position peaked at $1.16M in Q1 2022. 104 funds tracked by Wall St. Rank hold OUSM as of Q3 2024.

Empirical Asset Management reported no remaining ALPS O'Shares US Small-Cap Quality Dividend ETF position as of Q3 2024 after selling out during the quarter.
Empirical Asset Management sold 14,252 ALPS O'Shares US Small-Cap Quality Dividend ETF shares in Q3 2024, an estimated $588K.
Empirical Asset Management first reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF in Q4 2021 and held it in 11 quarters.
Empirical Asset Management's ALPS O'Shares US Small-Cap Quality Dividend ETF position peaked at $1.16M in Q1 2022.
104 funds tracked by Wall St. Rank held ALPS O'Shares US Small-Cap Quality Dividend ETF as of Q3 2024.

Based on Empirical Asset Management's 13F filing for Q3 2024, filed 11 Oct 2024.