We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$555M
AUM Growth
+$44.4M
Cap. Flow
+$30.8M
Cap. Flow %
5.56%
Top 10 Hldgs %
40.04%
Holding
430
New
48
Increased
158
Reduced
142
Closed
51

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$24.9M
2
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$5.5M
3
ABBV icon
AbbVie
ABBV
+$3.21M
4
BX icon
Blackstone
BX
+$2.97M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$2.81M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$6.53M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.25M
3
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$6.18M
4
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.91M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.64M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
2 Healthcare 3.78%
3 Technology 3.74%
4 Energy 3.65%
5 Industrials 3.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
176
iShares Core S&P Small-Cap ETF
IJR
$109B
$547K 0.1%
7,946
+3,448
+77% +$238K
USA icon
177
Liberty All-Star Equity Fund
USA
$1.75B
$546K 0.1%
100,058
-1,749
-2% -$9.48K
BP icon
178
BP
BP
$113B
$541K 0.1%
17,950
+849
+5% +$25.8K
VONG icon
179
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$540K 0.1%
+18,600
New +$529K
AWK icon
180
American Water Works
AWK
$26.3B
$537K 0.1%
6,877
+7
+0.1% +$520
JPC icon
181
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$529K 0.1%
53,915
-500
-0.9% -$4.94K
LQD icon
182
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$528K 0.1%
4,478
+279
+7% +$32.8K
RFAP
183
DELISTED
First Trust RiverFront Dynamic Asia Pacific ETF
RFAP
$527K 0.1%
+9,592
New +$519K
BCX icon
184
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$525K 0.09%
+60,930
New +$525K
VFC icon
185
VF Corp
VFC
$6.68B
$522K 0.09%
10,202
-863
-8% -$42.6K
PWV icon
186
Invesco Large Cap Value ETF
PWV
$1.66B
$520K 0.09%
14,719
-1,663
-10% -$58K
EMR icon
187
Emerson Electric
EMR
$82.9B
$516K 0.09%
8,636
+225
+3% +$13.4K
KHC icon
188
Kraft Heinz
KHC
$30.4B
$514K 0.09%
5,635
-69
-1% -$6.22K
FTXO icon
189
First Trust Nasdaq Bank ETF
FTXO
$305M
$513K 0.09%
+19,969
New +$532K
GLAD icon
190
Gladstone Capital
GLAD
$425M
$504K 0.09%
27,000
+2,400
+10% +$44.8K
PDBC icon
191
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$504K 0.09%
+30,086
New +$511K
VEA icon
192
Vanguard FTSE Developed Markets ETF
VEA
$226B
$496K 0.09%
12,706
+907
+8% +$34.8K
MITK icon
193
Mitek Systems
MITK
$762M
$495K 0.09%
72,800
-420
-0.6% -$2.59K
BLK icon
194
Blackrock
BLK
$164B
$492K 0.09%
1,284
-7
-0.5% -$2.68K
NEE icon
195
NextEra Energy
NEE
$187B
$491K 0.09%
15,164
-220
-1% -$6.92K
PCI
196
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$474K 0.09%
22,090
+25
+0.1% +$520
SGDJ icon
197
Sprott Junior Gold Miners ETF
SGDJ
$272M
$473K 0.09%
13,500
-400
-3% -$14.4K
NSC icon
198
Norfolk Southern
NSC
$78.8B
$472K 0.09%
4,200
-487
-10% -$57K
TFC icon
199
Truist Financial
TFC
$63.2B
$467K 0.08%
10,501
-125
-1% -$5.84K
AMGN icon
200
Amgen
AMGN
$203B
$462K 0.08%
2,829
+758
+37% +$126K
6 7
8
9 10

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Prospera Financial Services held 430 positions worth $555M, up 8.7% from $510M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services deployed $30.8M of net new capital in Q1 2017, opening 48 new positions and adding to 158 existing holdings. Its largest new stake was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 5.2% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $6.53M trimmed.

  • Prospera Financial Services's largest Q1 2017 buy was SPDR Dorsey Wright Fixed Income Allocation ETF: 1,002,986 shares worth $25.1M.
  • Prospera Financial Services added most to First Trust Dorsey Wright International Focus 5 ETF in Q1 2017, an estimated $5.5M increase.
  • Prospera Financial Services's biggest Q1 2017 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $6.53M.
  • Prospera Financial Services fully exited State Street SPDR ICE Preferred Securities ETF in Q1 2017, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $555M portfolio in Q1 2017.
  • Prospera Financial Services opened 48 new positions and closed 51 in Q1 2017.
  • Prospera Financial Services's portfolio value rose 8.7% quarter-over-quarter to $555M.

Based on Prospera Financial Services's 13F filing for Q1 2017, filed 13 Apr 2017.