Prospera Financial Services’s PIMCO Dynamic Credit and Mortgage Income Fund PCI Stock Holding History

Prospera Financial Services’s Portfolio PCI Stock Details PCI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-3,154	Closed	-$63K	–	1707
2020 Q3	$63K	Buy	+3,154	New	+$60.3K	0.02%	544
2017 Q2	–	Sell	-22,090	Closed	-$474K	–	461
2017 Q1	$474K	Buy	22,090 +25	+0.1%	+$520	0.09%	196
2016 Q4	$446K	Buy	22,065 +57	+0.3%	+$1.15K	0.09%	205
2016 Q3	$449K	Buy	22,008 +1,008	+5%	+$20.1K	0.09%	202
2016 Q2	$402K	Hold	21,000	–	–	0.08%	204
2016 Q1	$366K	Hold	21,000	–	–	0.08%	180
2015 Q4	$379K	Buy	21,000 +3,000	+17%	+$55.4K	0.08%	165
2015 Q3	$329K	Buy	18,000 +5,000	+38%	+$96.2K	0.08%	172
2015 Q2	$262K	Buy	13,000 +1,000	+8%	+$20.7K	0.06%	224
2015 Q1	$245K	Hold	12,000	–	–	0.05%	251
2014 Q4	$248K	Hold	12,000	–	–	0.06%	239
2014 Q3	$270K	Buy	+12,000	New	+$277K	0.07%	217

Other funds holding PCI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

HCM

Howland Capital Management Boston, Massachusetts $2.77B AUM 19.56% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Prospera Financial Services's PCI Position: Q4 2020 in Review

Prospera Financial Services sold out of PIMCO Dynamic Credit and Mortgage Income Fund (PCI) in Q4 2020, closing a stake of 3,154 shares — an estimated $63K sold.

Prospera Financial Services first reported a position in PCI in Q3 2014 and held it in 12 quarters. The position peaked at $474K in Q1 2017. 183 funds tracked by Wall St. Rank hold PCI as of Q4 2020.

Prospera Financial Services reported no remaining PIMCO Dynamic Credit and Mortgage Income Fund position as of Q4 2020 after selling out during the quarter.
Prospera Financial Services sold 3,154 PIMCO Dynamic Credit and Mortgage Income Fund shares in Q4 2020, an estimated $63K.
Prospera Financial Services first reported a position in PIMCO Dynamic Credit and Mortgage Income Fund in Q3 2014 and held it in 12 quarters.
Prospera Financial Services's PIMCO Dynamic Credit and Mortgage Income Fund position peaked at $474K in Q1 2017.
183 funds tracked by Wall St. Rank held PIMCO Dynamic Credit and Mortgage Income Fund as of Q4 2020.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.