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Prospera Financial Services’s Gladstone Capital GLAD Stock Holding History

Prospera Financial Services’s Portfolio GLAD Stock Details GLAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q1 		– Sell
-5,588
Closed -$87K – 367
2018
Q4 		$87K Sell
5,588
-75
-1% -$1.32K 0.02% 383
2018
Q3 		$108K Sell
5,663
-8,775
-61% -$167K 0.02% 405
2018
Q2 		$261K Sell
14,438
-8,250
-36% -$147K 0.04% 377
2018
Q1 		$395K Sell
22,688
-3,300
-13% -$59.3K 0.06% 282
2017
Q4 		$481K Sell
25,988
-75
-0.3% -$1.45K 0.07% 225
2017
Q3 		$496K Sell
26,063
-750
-3% -$14.3K 0.08% 240
2017
Q2 		$528K Sell
26,813
-187
-0.7% -$3.66K 0.08% 209
2017
Q1 		$504K Buy
27,000
+2,400
+10% +$44.8K 0.09% 190
2016
Q4 		$482K Buy
24,600
+6,100
+33% +$102K 0.09% 193
2016
Q3 		$301K Buy
18,500
+1,750
+10% +$28.6K 0.06% 266
2016
Q2 		$243K Buy
16,750
+1,250
+8% +$18.2K 0.05% 283
2016
Q1 		$231K Buy
15,500
+4,500
+41% +$59.2K 0.05% 269
2015
Q4 		$161K Hold
11,000
– – 0.04% 277
2015
Q3 		$179K Buy
+11,000
New +$184K 0.05% 266

Other funds holding GLAD

UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MCM
McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Prospera Financial Services's GLAD Position: Q1 2019 in Review

Prospera Financial Services sold out of Gladstone Capital (GLAD) in Q1 2019, closing a stake of 5,588 shares — an estimated $87K sold.

Prospera Financial Services first reported a position in GLAD in Q3 2015 and held it in 14 quarters. The position peaked at $528K in Q2 2017. 67 funds tracked by Wall St. Rank hold GLAD as of Q1 2019.

  • Prospera Financial Services reported no remaining Gladstone Capital position as of Q1 2019 after selling out during the quarter.
  • Prospera Financial Services sold 5,588 Gladstone Capital shares in Q1 2019, an estimated $87K.
  • Prospera Financial Services first reported a position in Gladstone Capital in Q3 2015 and held it in 14 quarters.
  • Prospera Financial Services's Gladstone Capital position peaked at $528K in Q2 2017.
  • 67 funds tracked by Wall St. Rank held Gladstone Capital as of Q1 2019.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.