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Gladstone Capital
GLAD

62 hedge funds and large institutions have $18.6M invested in Gladstone Capital in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

11% more capital invested

Capital invested by funds: $16.7M → $18.6M (+$1.81M)

5% more funds holding

Funds holding: 59 → 62 (+3)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

43% less call options, than puts

Call options by funds: $82K | Put options by funds: $145K

Holders
62
Holders Change
+3
Holders Change %
+5.08%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
17
Reduced
16
Closed
8
Calls
$82K
Puts
$145K
Net Calls
-$63K
Net Calls Change
-$598K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$257K
2
UBS Group
UBS Group
Switzerland
+$240K
3
VKH
Virtu KCG Holdings
New York
+$234K
4
Millennium Management
Millennium Management
New York
+$166K
5
NFA
Nuveen Fund Advisors
Illinois
+$132K

Top Sellers

Rank Fund Capital Flow
1
CIM
Confluence Investment Management
Missouri
-$717K
2
Morgan Stanley
Morgan Stanley
New York
-$497K
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$184K
4
Deutsche Bank
Deutsche Bank
Germany
-$151K
5
AIM
Acrospire Investment Management
Illinois
-$86.4K
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.56M +$240K +14,726 +7%
UCFA
2
United Capital Financial Advisors
Texas
$1.61M -$24.9K -1,525 -2%
Morgan Stanley
3
Morgan Stanley
New York
$1.31M -$497K -30,433 -27%
LPL Financial
4
LPL Financial
California
$1.28M +$72.5K +4,445 +6%
BG
5
BlackRock Group
United Kingdom
$908K -$42.7K -2,619 -4%
VanEck Associates
6
VanEck Associates
New York
$879K -$196 -12 -0%
Boston Partners
7
Boston Partners
Massachusetts
$655K +$48.5K +2,970 +8%
Norges Bank
8
Norges Bank
Norway
$649K – – –
Two Sigma Advisers
9
Two Sigma Advisers
New York
$587K -$17.1K -1,050 -3%
NFA
10
Nuveen Fund Advisors
Illinois
$563K +$132K +8,062 +30%
AAM
11
Advisors Asset Management
Colorado
$433K -$9.87K -605 -2%
Legal & General Group
12
Legal & General Group
United Kingdom
$410K +$31.5K +1,933 +8%
DnB Asset Management
13
DnB Asset Management
Norway
$372K +$6.53K +400 +2%
DC
14
Davenport & Co
Virginia
$325K -$25.9K -1,588 -7%
CWM
15
Cornerstone Wealth Management
Missouri
$312K +$310K +18,991 New
California Public Employees Retirement System
16
California Public Employees Retirement System
California
$303K – – –
PFS
17
Prospera Financial Services
Texas
$301K +$28.6K +1,750 +10%
CIBC Private Wealth Group
18
CIBC Private Wealth Group
Georgia
$264K – – –
Stifel Financial
19
Stifel Financial
Missouri
$260K -$30.2K -1,848 -10%
Goldman Sachs
20
Goldman Sachs
New York
$256K +$257K +15,745 New
SPC
21
Sigma Planning Corp
Michigan
$243K +$5.83K +357 +2%
BA
22
Bard Associates
Illinois
$235K – – –
VKH
23
Virtu KCG Holdings
New York
$233K +$234K +14,347 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$219K -$184K -11,266 -46%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$210K +$19K +1,167 +10%
1
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GLAD Hedge Fund Activity: Q3 2016 in Review

62 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2016, worth a combined $18.6M — up 11% from $16.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GLAD positions and 8 closed out — a net gain of 3 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $257K. The largest seller was Confluence Investment Management, exiting entirely with an estimated $717K sold.

  • 62 institutional investors held Gladstone Capital (GLAD) as of Q3 2016, up from 59 in Q2 2016.
  • Funds reported $18.6M of Gladstone Capital stock for Q3 2016, up 11% quarter-over-quarter.
  • 11 funds opened new Gladstone Capital positions in Q3 2016 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q3 2016 was Goldman Sachs, an estimated $257K added.
  • The largest Gladstone Capital seller in Q3 2016 was Confluence Investment Management, an estimated $717K sold.

Based on aggregated 13F filings for Q3 2016.