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Gladstone Capital

73 hedge funds and large institutions have $42.1M invested in Gladstone Capital in 2014 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 27 increasing their positions, 13 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

320% more call options, than puts

Call options by funds: $747K | Put options by funds: $178K

108% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 13

8% less first-time investments, than exits

New positions opened: 22 | Existing positions closed: 24

3% less funds holding

Funds holding: 7573 (-2)

25% less capital invested

Capital invested by funds: $55.8M → $42.1M (-$13.7M)

Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
2.1%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
27
Reduced
13
Closed
24
Calls
$747K
Puts
$178K
Net Calls
+$569K
Net Calls Change
+$434K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.5M +$809K +41,423 +23%
U
2
UBS
Switzerland
$4.32M +$715K +36,598 +21%
CIM
3
Confluence Investment Management
Missouri
$3.12M -$44.2K -2,260 -1%
Morgan Stanley
4
Morgan Stanley
New York
$2.56M +$1.12M +57,420 +82%
UCFA
5
United Capital Financial Advisors
Texas
$1.97M +$151K +7,750 +9%
Northern Trust
6
Northern Trust
Illinois
$1.95M -$1.49M -76,025 -44%
Deutsche Bank
7
Deutsche Bank
Germany
$1.68M +$1.3M +66,562 +387%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.64M +$383K +19,600 +32%
State Street
9
State Street
Massachusetts
$1.31M -$2.62M -134,314 -67%
Two Sigma Investments
10
Two Sigma Investments
New York
$1.29M +$255K +13,038 +25%
Goldman Sachs
11
Goldman Sachs
New York
$1.27M +$185K +9,475 +18%
BCM
12
Bridgeway Capital Management
Texas
$1.23M -$14.7K -750 -1%
BG
13
BlackRock Group
United Kingdom
$1.15M -$65.1K -3,334 -6%
PP
14
Paloma Partners
Connecticut
$910K +$883K +45,217 New
FP
15
Foundry Partners
Minnesota
$801K -$9.12K -467 -1%
DC
16
Davenport & Co
Virginia
$713K +$5.06K +259 +0.7%
CS
17
Credit Suisse
Switzerland
$677K +$529K +27,082 +412%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$665K -$7.21K -369 -1%
COPPSERS
19
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$617K +$599K +30,665 New
Boston Partners
20
Boston Partners
Massachusetts
$603K
LP
21
LMR Partners
United Kingdom
$571K +$554K +28,367 New
VanEck Associates
22
VanEck Associates
New York
$514K +$135K +6,913 +37%
SCM
23
Sterling Capital Management
North Carolina
$514K +$306K +15,660 +159%
Millennium Management
24
Millennium Management
New York
$491K +$477K +24,394 New
LPL Financial
25
LPL Financial
California
$486K +$24.5K +1,254 +5%

GLAD Hedge Fund Activity: Q2 2014 in Review

73 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q2 2014, worth a combined $42.1M — down 25% from $55.8M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of GLAD and 22 opened new positions — a net loss of 2 holders — while 13 trimmed existing stakes and 27 added.

The largest buyer was Deutsche Bank, adding an estimated $1.3M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $5.97M sold.

  • 73 institutional investors held Gladstone Capital (GLAD) as of Q2 2014, down from 75 in Q1 2014.
  • Funds reported $42.1M of Gladstone Capital stock for Q2 2014, down 25% quarter-over-quarter.
  • 22 funds opened new Gladstone Capital positions in Q2 2014 and 24 closed out, a net change of -2 holders.
  • The largest Gladstone Capital buyer in Q2 2014 was Deutsche Bank, an estimated $1.3M added.
  • The largest Gladstone Capital seller in Q2 2014 was BlackRock Fund Advisors, an estimated $5.97M sold.

Based on aggregated 13F filings for Q2 2014.