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Gladstone Capital

81 hedge funds and large institutions have $54.2M invested in Gladstone Capital in 2013 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 25 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more call options, than puts

Call options by funds: $300K | Put options by funds: $162K

23% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 13

8% more capital invested

Capital invested by funds: $50.3M → $54.2M (+$3.98M)

4% more funds holding

Funds holding: 7881 (+3)

20% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 25

Holders
81
Holders Change
+3
Holders Change %
+3.85%
% of All Funds
2.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
20
Reduced
25
Closed
13
Calls
$300K
Puts
$162K
Net Calls
+$138K
Net Calls Change
+$185K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$5.61M -$209K -11,367 -4%
CIM
2
Confluence Investment Management
Missouri
$3.89M -$633K -34,378 -14%
JP Morgan Chase
3
JP Morgan Chase
New York
$3.84M +$49.6K +2,694 +1%
State Street
4
State Street
Massachusetts
$3.63M -$281K -15,292 -7%
Northern Trust
5
Northern Trust
Illinois
$3.54M +$73.5K +3,995 +2%
U
6
UBS
Switzerland
$2.95M +$232K +12,619 +9%
Vanguard Group
7
Vanguard Group
Pennsylvania
$2.73M -$19.2K -1,043 -0.7%
BIT
8
BlackRock Institutional Trust
California
$2.58M -$452K -24,554 -15%
AAM
9
Advisors Asset Management
Colorado
$2.38M -$234K -12,695 -9%
UCFA
10
United Capital Financial Advisors
Texas
$1.65M +$1.59M +86,385 New
Two Sigma Advisers
11
Two Sigma Advisers
New York
$1.24M +$198K +10,750 +20%
BCM
12
Bridgeway Capital Management
Texas
$1.19M
Morgan Stanley
13
Morgan Stanley
New York
$1.1M -$197K -10,680 -16%
TCIM
14
TIAA CREF Investment Management
New York
$1.07M
BG
15
BlackRock Group
United Kingdom
$1.06M -$287K -15,571 -22%
Two Sigma Investments
16
Two Sigma Investments
New York
$1.03M +$272K +14,767 +38%
Goldman Sachs
17
Goldman Sachs
New York
$1.01M +$12.2K +663 +1%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$866K +$71.1K +3,861 +9%
FP
19
Foundry Partners
Minnesota
$801K +$770K +41,846 New
AIM
20
Allen Investment Management
New York
$769K +$127K +6,895 +21%
BIM
21
BlackRock Investment Management
Delaware
$705K -$21.7K -1,181 -3%
PAM
22
Panagora Asset Management
Massachusetts
$693K +$134K +7,255 +25%
DC
23
Davenport & Co
Virginia
$680K +$47.9K +2,600 +8%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$637K +$2.21K +120 +0.4%
Boston Partners
25
Boston Partners
Massachusetts
$570K -$5.21K -283 -0.9%

GLAD Hedge Fund Activity: Q4 2013 in Review

81 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2013, worth a combined $54.2M — up 7.9% from $50.3M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new GLAD positions and 13 closed out — a net gain of 3 holders — while 20 added to existing stakes and 25 trimmed.

The largest buyer was United Capital Financial Advisors, opening a new position worth an estimated $1.59M. The largest seller was Kennedy Capital Management, exiting entirely with an estimated $1.04M sold.

  • 81 institutional investors held Gladstone Capital (GLAD) as of Q4 2013, up from 78 in Q3 2013.
  • Funds reported $54.2M of Gladstone Capital stock for Q4 2013, up 7.9% quarter-over-quarter.
  • 16 funds opened new Gladstone Capital positions in Q4 2013 and 13 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q4 2013 was United Capital Financial Advisors, an estimated $1.59M added.
  • The largest Gladstone Capital seller in Q4 2013 was Kennedy Capital Management, an estimated $1.04M sold.

Based on aggregated 13F filings for Q4 2013.