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Gladstone Capital

58 hedge funds and large institutions have $21.7M invested in Gladstone Capital in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 17 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more call options, than puts

Call options by funds: $619K | Put options by funds: $356K

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

4% more funds holding

Funds holding: 5658 (+2)

4% less capital invested

Capital invested by funds: $22.6M → $21.7M (-$932K)

12% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 17

Holders
58
Holders Change
+2
Holders Change %
+3.57%
% of All Funds
1.62%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
15
Reduced
17
Closed
8
Calls
$619K
Puts
$356K
Net Calls
+$263K
Net Calls Change
+$617K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$3.76M -$198K -11,805 -5%
UBS Group
2
UBS Group
Switzerland
$2.91M -$475K -28,383 -14%
UCFA
3
United Capital Financial Advisors
Texas
$1.93M -$62.8K -3,755 -3%
Morgan Stanley
4
Morgan Stanley
New York
$1.7M -$4.9K -293 -0.3%
LPL Financial
5
LPL Financial
California
$1.2M +$21.4K +1,276 +2%
CIM
6
Confluence Investment Management
Missouri
$1.05M -$544K -32,500 -33%
BG
7
BlackRock Group
United Kingdom
$757K -$64.3K -3,841 -8%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$728K
Norges Bank
9
Norges Bank
Norway
$717K -$182K -10,853 -20%
VanEck Associates
10
VanEck Associates
New York
$701K +$63.3K +3,784 +10%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$564K -$21.8K -1,300 -4%
Boston Partners
12
Boston Partners
Massachusetts
$460K +$8.8K +526 +2%
HIM
13
Hillsdale Investment Management
Ontario, Canada
$441K +$453K +27,100 New
SPC
14
Sigma Planning Corp
Michigan
$414K +$426K +25,440 New
DC
15
Davenport & Co
Virginia
$363K -$8.79K -525 -2%
DnB Asset Management
16
DnB Asset Management
Norway
$313K +$12.6K +750 +4%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$297K +$145K +8,645 +90%
BA
18
Bard Associates
Illinois
$243K
Two Sigma Investments
19
Two Sigma Investments
New York
$239K -$102K -6,082 -29%
VKH
20
Virtu KCG Holdings
New York
$225K +$231K +13,821 New
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$222K +$4.03K +241 +2%
Legal & General Group
22
Legal & General Group
United Kingdom
$220K +$28.8K +1,724 +15%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$213K -$90.4K -5,400 -29%
WA
24
WFG Advisors
Texas
$201K -$21.9K -1,308 -10%
Creative Planning
25
Creative Planning
Kansas
$186K +$167 +10 +0.1%

GLAD Hedge Fund Activity: Q3 2015 in Review

58 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2015, worth a combined $21.7M — down 4.1% from $22.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GLAD positions and 8 closed out — a net gain of 2 holders — while 15 added to existing stakes and 17 trimmed.

The largest buyer was Hillsdale Investment Management, opening a new position worth an estimated $453K. The largest seller was Citadel Advisors, exiting entirely with an estimated $692K sold.

  • 58 institutional investors held Gladstone Capital (GLAD) as of Q3 2015, up from 56 in Q2 2015.
  • Funds reported $21.7M of Gladstone Capital stock for Q3 2015, down 4.1% quarter-over-quarter.
  • 10 funds opened new Gladstone Capital positions in Q3 2015 and 8 closed out, a net change of +2 holders.
  • The largest Gladstone Capital buyer in Q3 2015 was Hillsdale Investment Management, an estimated $453K added.
  • The largest Gladstone Capital seller in Q3 2015 was Citadel Advisors, an estimated $692K sold.

Based on aggregated 13F filings for Q3 2015.