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Gladstone Capital

69 hedge funds and large institutions have $55.3M invested in Gladstone Capital in 2018 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 16 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 16

30% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 10

5% more funds holding

Funds holding: 6669 (+3)

3% more capital invested

Capital invested by funds: $53.9M → $55.3M (+$1.41M)

0.22% less ownership

Funds ownership: 6.38%6.16% (-0.22%)

Holders
69
Holders Change
+3
Holders Change %
+4.55%
% of All Funds
1.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
16
Closed
10
Calls
$188K
Puts
Net Calls
+$188K
Net Calls Change
+$188K
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cornerstone Wealth Management
Missouri
$25.1M +$114K +6,015 +5%
AAM
2
Advisors Asset Management
Colorado
$3.57M +$640K +33,632 +22%
UBS Group
3
UBS Group
Switzerland
$2.6M -$90.3K -4,747 -3%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$2.47M +$143K +7,500 +6%
VanEck Associates
5
VanEck Associates
New York
$2.18M +$264K +13,868 +14%
Morgan Stanley
6
Morgan Stanley
New York
$1.52M -$92.7K -4,875 -6%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.49M +$130K +6,850 +10%
Arrowstreet Capital
8
Arrowstreet Capital
Massachusetts
$1.48M +$1.48M +77,810 New
MCM
9
McKinley Capital Management
Alaska
$1.42M +$3.79K +199 +0.3%
Two Sigma Investments
10
Two Sigma Investments
New York
$1.38M -$1.9K -100 -0.1%
BlackRock
11
BlackRock
New York
$1.2M +$139K +7,316 +13%
Legal & General Group
12
Legal & General Group
United Kingdom
$958K
LPL Financial
13
LPL Financial
California
$925K -$1.08M -56,675 -54%
JP Morgan Chase
14
JP Morgan Chase
New York
$767K -$409K -21,522 -35%
UCFA
15
United Capital Financial Advisors
Texas
$732K
Boston Partners
16
Boston Partners
Massachusetts
$618K -$9.32K -490 -1%
RJA
17
Raymond James & Associates
Florida
$535K +$11K +576 +2%
DnB Asset Management
18
DnB Asset Management
Norway
$519K -$70.4K -3,700 -12%
D.E. Shaw & Co
19
D.E. Shaw & Co
New York
$447K -$191K -10,041 -30%
California Public Employees Retirement System
20
California Public Employees Retirement System
California
$420K
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$404K +$10.5K +550 +3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$396K +$285K +14,963 +253%
DADC
23
D.A. Davidson & Co
Montana
$359K +$1.37K +72 +0.4%
DC
24
Davenport & Co
Virginia
$324K +$124K +6,531 +62%
NFA
25
Nuveen Fund Advisors
Illinois
$321K -$23.9K -1,254 -7%

GLAD Hedge Fund Activity: Q3 2018 in Review

69 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2018, worth a combined $55.3M — up 2.6% from $53.9M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GLAD positions and 10 closed out — a net gain of 3 holders — while 22 added to existing stakes and 16 trimmed.

The largest buyer was Arrowstreet Capital, opening a new position worth an estimated $1.48M. The largest seller was LPL Financial, cutting an estimated $1.08M.

  • 69 institutional investors held Gladstone Capital (GLAD) as of Q3 2018, up from 66 in Q2 2018.
  • Funds reported $55.3M of Gladstone Capital stock for Q3 2018, up 2.6% quarter-over-quarter.
  • 13 funds opened new Gladstone Capital positions in Q3 2018 and 10 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q3 2018 was Arrowstreet Capital, an estimated $1.48M added.
  • The largest Gladstone Capital seller in Q3 2018 was LPL Financial, an estimated $1.08M sold.

Based on aggregated 13F filings for Q3 2018.