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Gladstone Capital

64 hedge funds and large institutions have $36.7M invested in Gladstone Capital in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 24 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,274% more call options, than puts

Call options by funds: $451K | Put options by funds: $19K

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

0.03% less ownership

Funds ownership: 7.43%7.4% (-0.03%)

2% less capital invested

Capital invested by funds: $37.3M → $36.7M (-$584K)

2% less funds holding

Funds holding: 6564 (-1)

29% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 24

Holders
64
Holders Change
-1
Holders Change %
-1.54%
% of All Funds
1.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
24
Closed
7
Calls
$451K
Puts
$19K
Net Calls
+$432K
Net Calls Change
-$706K
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$7.38M +$101K +5,298 +1%
UBS Group
2
UBS Group
Switzerland
$3.89M +$130K +6,801 +3%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$2.01M +$134K +7,000 +7%
VanEck Associates
4
VanEck Associates
New York
$1.89M -$218K -11,410 -10%
AAM
5
Advisors Asset Management
Colorado
$1.65M +$17.1K +893 +1%
Morgan Stanley
6
Morgan Stanley
New York
$1.5M -$159K -8,328 -10%
BlackRock
7
BlackRock
New York
$1.37M -$175K -9,143 -11%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.36M -$178K -9,330 -12%
LPL Financial
9
LPL Financial
California
$1.26M -$236K -12,362 -16%
MCM
10
McKinley Capital Management
Alaska
$1.2M +$39K +2,043 +3%
RJA
11
Raymond James & Associates
Florida
$1.12M -$8.02K -420 -0.7%
GCP
12
GSA Capital Partners
United Kingdom
$846K +$560K +29,337 +193%
JP Morgan Chase
13
JP Morgan Chase
New York
$820K +$72.4K +3,793 +10%
NFA
14
Nuveen Fund Advisors
Illinois
$800K -$63.5K -3,325 -7%
Boston Partners
15
Boston Partners
Massachusetts
$796K -$8.35K -437 -1%
UCFA
16
United Capital Financial Advisors
Texas
$784K -$38.2K -2,000 -5%
Legal & General Group
17
Legal & General Group
United Kingdom
$717K +$132K +6,937 +22%
HighTower Advisors
18
HighTower Advisors
Illinois
$567K +$569K +29,819 New
DnB Asset Management
19
DnB Asset Management
Norway
$534K
PFS
20
Prospera Financial Services
Texas
$496K -$14.3K -750 -3%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$414K +$169K +8,855 +69%
Two Sigma Investments
22
Two Sigma Investments
New York
$359K -$418K -21,883 -54%
California Public Employees Retirement System
23
California Public Employees Retirement System
California
$354K
Arrowstreet Capital
24
Arrowstreet Capital
Massachusetts
$347K -$178K -9,300 -34%
BF
25
BOK Financial
Oklahoma
$314K +$316K +16,550 New

GLAD Hedge Fund Activity: Q3 2017 in Review

64 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2017, worth a combined $36.7M — down 1.6% from $37.3M a quarter earlier.

Fund positioning in GLAD was balanced in Q3 2017: 7 funds opened new positions, 7 closed out, 17 added to existing stakes and 24 trimmed.

The largest buyer was HighTower Advisors, opening a new position worth an estimated $569K. The largest seller was Two Sigma Investments, cutting an estimated $418K.

  • 64 institutional investors held Gladstone Capital (GLAD) as of Q3 2017, down from 65 in Q2 2017.
  • Funds reported $36.7M of Gladstone Capital stock for Q3 2017, down 1.6% quarter-over-quarter.
  • 7 funds opened new Gladstone Capital positions in Q3 2017 and 7 closed out, a net change of 0 holders.
  • The largest Gladstone Capital buyer in Q3 2017 was HighTower Advisors, an estimated $569K added.
  • The largest Gladstone Capital seller in Q3 2017 was Two Sigma Investments, an estimated $418K sold.

Based on aggregated 13F filings for Q3 2017.