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Gladstone Capital

57 hedge funds and large institutions have $25.5M invested in Gladstone Capital in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 17 increasing their positions, 21 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

230% more call options, than puts

Call options by funds: $1.08M | Put options by funds: $328K

0.36% less ownership

Funds ownership: 5.92%5.56% (-0.36%)

5% less funds holding

Funds holding: 6057 (-3)

6% less capital invested

Capital invested by funds: $27M → $25.5M (-$1.54M)

19% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 21

38% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 8

Holders
57
Holders Change
-3
Holders Change %
-5%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
17
Reduced
21
Closed
8
Calls
$1.08M
Puts
$328K
Net Calls
+$753K
Net Calls Change
+$243K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$3.22M +$160K +10,790 +5%
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$2.44M -$956K -64,450 -28%
NCM
3
Novare Capital Management
North Carolina
$1.81M +$162K +10,913 +10%
Legal & General Group
4
Legal & General Group
United Kingdom
$1.64M +$80.3K +5,411 +5%
BlackRock
5
BlackRock
New York
$1.55M +$276K +18,608 +22%
LPL Financial
6
LPL Financial
California
$1.47M +$68.8K +4,638 +5%
Morgan Stanley
7
Morgan Stanley
New York
$1.21M -$546K -36,783 -31%
AAM
8
Advisors Asset Management
Colorado
$1.2M -$223K -15,024 -16%
DADC
9
D.A. Davidson & Co
Montana
$951K -$31.8K -2,145 -3%
IAIM
10
International Assets Investment Management
Florida
$870K +$871K +58,695 New
MCM
11
McKinley Capital Management
Alaska
$754K +$6.07K +409 +0.8%
GSM
12
Global Strategic Management
Puerto Rico
$706K -$62.3K -4,200 -8%
UBS Group
13
UBS Group
Switzerland
$650K -$93.2K -6,283 -13%
JP Morgan Chase
14
JP Morgan Chase
New York
$591K
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$576K +$1.48K +100 +0.3%
APW
16
Aurora Private Wealth
New Jersey
$569K +$667 +45 +0.1%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$502K +$20K +1,350 +4%
SDAM
18
Shulman DeMeo Asset Management
New York
$475K
UCFA
19
United Capital Financial Advisors
Texas
$463K -$22.2K -1,500 -5%
DnB Asset Management
20
DnB Asset Management
Norway
$390K
CA
21
Cetera Advisors
Colorado
$274K -$67.3K -4,535 -20%
Osaic Holdings
22
Osaic Holdings
Arizona
$269K -$145K -9,784 -35%
VEA
23
Virtus ETF Advisers
New York
$213K -$65.5K -4,415 -23%
AAS
24
Avantax Advisory Services
Texas
$199K +$199K +13,406 New
WA
25
Wambolt & Associates
Colorado
$193K -$47.1K -3,177 -20%

GLAD Hedge Fund Activity: Q3 2020 in Review

57 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2020, worth a combined $25.5M — down 5.7% from $27M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of GLAD and 5 opened new positions — a net loss of 3 holders — while 21 trimmed existing stakes and 17 added.

The largest buyer was International Assets Investment Management, opening a new position worth an estimated $871K. The largest seller was Arrowstreet Capital, cutting an estimated $956K.

  • 57 institutional investors held Gladstone Capital (GLAD) as of Q3 2020, down from 60 in Q2 2020.
  • Funds reported $25.5M of Gladstone Capital stock for Q3 2020, down 5.7% quarter-over-quarter.
  • 5 funds opened new Gladstone Capital positions in Q3 2020 and 8 closed out, a net change of -3 holders.
  • The largest Gladstone Capital buyer in Q3 2020 was International Assets Investment Management, an estimated $871K added.
  • The largest Gladstone Capital seller in Q3 2020 was Arrowstreet Capital, an estimated $956K sold.

Based on aggregated 13F filings for Q3 2020.