ALPS Advisors’s Gladstone Capital GLAD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-16,238	Closed	-$237K	–	870
2020 Q2	$237K	Sell	16,238 -1,805	-10%	-$26.3K	﹤0.01%	692
2020 Q1	$203K	Buy	+18,043	New	+$203K	﹤0.01%	765