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Gladstone Capital

78 hedge funds and large institutions have $50.3M invested in Gladstone Capital in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

6% more capital invested

Capital invested by funds: $47.3M → $50.3M (+$2.95M)

3% less funds holding

Funds holding: 8078 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $47K

Holders
78
Holders Change
-2
Holders Change %
-2.5%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
35
Reduced
21
Closed
7
Calls
Puts
$47K
Net Calls
-$47K
Net Calls Change
-$54K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$5.32M +$558K +32,812 +12%
CIM
2
Confluence Investment Management
Missouri
$4.14M -$27.6K -1,622 -0.7%
State Street
3
State Street
Massachusetts
$3.57M -$141K -8,280 -4%
JP Morgan Chase
4
JP Morgan Chase
New York
$3.45M +$139K +8,192 +4%
Northern Trust
5
Northern Trust
Illinois
$3.16M -$30.3K -1,780 -1%
BIT
6
BlackRock Institutional Trust
California
$2.79M +$8.24K +484 +0.3%
Vanguard Group
7
Vanguard Group
Pennsylvania
$2.5M +$497K +29,207 +26%
U
8
UBS
Switzerland
$2.47M +$84.2K +4,945 +4%
AAM
9
Advisors Asset Management
Colorado
$2.38M -$162K -9,517 -7%
BG
10
BlackRock Group
United Kingdom
$1.24M -$46.5K -2,731 -4%
Morgan Stanley
11
Morgan Stanley
New York
$1.19M +$259K +15,206 +29%
BCM
12
Bridgeway Capital Management
Texas
$1.08M +$271K +15,950 +35%
KCM
13
Kennedy Capital Management
Missouri
$1.04M -$346K -20,316 -26%
TCIM
14
TIAA CREF Investment Management
New York
$975K +$76.2K +4,477 +9%
Two Sigma Advisers
15
Two Sigma Advisers
New York
$935K +$11.1K +650 +1%
Goldman Sachs
16
Goldman Sachs
New York
$907K +$70.4K +4,137 +9%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$721K -$3.28K -193 -0.5%
Two Sigma Investments
18
Two Sigma Investments
New York
$676K -$102K -5,968 -13%
BIM
19
BlackRock Investment Management
Delaware
$663K +$8.47K +498 +1%
AIM
20
Allen Investment Management
New York
$581K +$84.3K +4,951 +17%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$579K +$2.19K +129 +0.4%
DC
22
Davenport & Co
Virginia
$575K -$16.2K -950 -3%
Deutsche Bank
23
Deutsche Bank
Germany
$556K -$341K -20,042 -39%
TC
24
TFS Capital
Pennsylvania
$547K +$142K +8,358 +36%
CS
25
Credit Suisse
Switzerland
$537K +$214K +12,551 +69%

GLAD Hedge Fund Activity: Q3 2013 in Review

78 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2013, worth a combined $50.3M — up 6.2% from $47.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of GLAD and 6 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 35 added.

The largest buyer was BlackRock Fund Advisors, adding an estimated $558K. The largest seller was United Capital Financial Advisors, exiting entirely with an estimated $1.39M sold.

  • 78 institutional investors held Gladstone Capital (GLAD) as of Q3 2013, down from 80 in Q2 2013.
  • Funds reported $50.3M of Gladstone Capital stock for Q3 2013, up 6.2% quarter-over-quarter.
  • 6 funds opened new Gladstone Capital positions in Q3 2013 and 7 closed out, a net change of -1 holder.
  • The largest Gladstone Capital buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $558K added.
  • The largest Gladstone Capital seller in Q3 2013 was United Capital Financial Advisors, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2013.