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Gladstone Capital

66 hedge funds and large institutions have $33.9M invested in Gladstone Capital in 2017 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

911% more call options, than puts

Call options by funds: $374K | Put options by funds: $37K

92% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 13

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

3% more funds holding

Funds holding: 6466 (+2)

0.5% less ownership

Funds ownership: 7.4%6.9% (-0.5%)

8% less capital invested

Capital invested by funds: $36.7M → $33.9M (-$2.84M)

Holders
66
Holders Change
+2
Holders Change %
+3.13%
% of All Funds
1.5%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
25
Reduced
13
Closed
10
Calls
$374K
Puts
$37K
Net Calls
+$337K
Net Calls Change
-$95K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$3.42M -$369K -19,138 -9%
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$2.26M +$318K +16,500 +16%
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$1.96M +$1.7M +88,094 +482%
VanEck Associates
4
VanEck Associates
New York
$1.9M +$70.8K +3,673 +4%
AAM
5
Advisors Asset Management
Colorado
$1.79M +$198K +10,262 +12%
LPL Financial
6
LPL Financial
California
$1.59M +$384K +19,908 +30%
Two Sigma Investments
7
Two Sigma Investments
New York
$1.59M +$1.3M +67,326 +356%
Two Sigma Advisers
8
Two Sigma Advisers
New York
$1.51M +$200K +10,400 +15%
Morgan Stanley
9
Morgan Stanley
New York
$1.47M +$18K +933 +1%
BlackRock
10
BlackRock
New York
$1.46M +$134K +6,944 +10%
MCM
11
McKinley Capital Management
Alaska
$1.26M +$103K +5,362 +9%
RJA
12
Raymond James & Associates
Florida
$1.14M +$48.5K +2,515 +4%
Goldman Sachs
13
Goldman Sachs
New York
$980K +$825K +42,836 +414%
GCP
14
GSA Capital Partners
United Kingdom
$818K -$2.37K -123 -0.3%
JP Morgan Chase
15
JP Morgan Chase
New York
$777K -$26.2K -1,359 -3%
UCFA
16
United Capital Financial Advisors
Texas
$769K
Legal & General Group
17
Legal & General Group
United Kingdom
$760K +$66.4K +3,447 +9%
Boston Partners
18
Boston Partners
Massachusetts
$751K -$21.8K -1,133 -3%
NFA
19
Nuveen Fund Advisors
Illinois
$711K -$68.1K -3,534 -8%
DnB Asset Management
20
DnB Asset Management
Norway
$518K
HighTower Advisors
21
HighTower Advisors
Illinois
$504K -$50K -2,594 -9%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$492K +$262K +13,602 +104%
Macquarie Group
23
Macquarie Group
Australia
$484K +$417K +21,652 +466%
PFS
24
Prospera Financial Services
Texas
$481K -$1.45K -75 -0.3%
MWNA
25
Marshall Wace North America
New York
$430K +$450K +23,369 New

GLAD Hedge Fund Activity: Q4 2017 in Review

66 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2017, worth a combined $33.9M — down 7.7% from $36.7M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new GLAD positions and 10 closed out — a net gain of 2 holders — while 25 added to existing stakes and 13 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $1.7M. The largest seller was Invesco, exiting entirely with an estimated $7.38M sold.

  • 66 institutional investors held Gladstone Capital (GLAD) as of Q4 2017, up from 64 in Q3 2017.
  • Funds reported $33.9M of Gladstone Capital stock for Q4 2017, down 7.7% quarter-over-quarter.
  • 12 funds opened new Gladstone Capital positions in Q4 2017 and 10 closed out, a net change of +2 holders.
  • The largest Gladstone Capital buyer in Q4 2017 was Arrowstreet Capital, an estimated $1.7M added.
  • The largest Gladstone Capital seller in Q4 2017 was Invesco, an estimated $7.38M sold.

Based on aggregated 13F filings for Q4 2017.