We are live on ! Find out more
GLAD icon

Gladstone Capital

63 hedge funds and large institutions have $22.2M invested in Gladstone Capital in 2015 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

204% more call options, than puts

Call options by funds: $441K | Put options by funds: $145K

92% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 12

63% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 8

9% more funds holding

Funds holding: 5863 (+5)

2% more capital invested

Capital invested by funds: $21.7M → $22.2M (+$482K)

Holders
63
Holders Change
+5
Holders Change %
+8.62%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
23
Reduced
12
Closed
8
Calls
$441K
Puts
$145K
Net Calls
+$296K
Net Calls Change
+$33K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.99M +$430K +25,643 +14%
AAM
2
Advisors Asset Management
Colorado
$2.53M -$975K -58,137 -25%
LPL Financial
3
LPL Financial
California
$2.03M +$1.18M +70,200 +102%
UCFA
4
United Capital Financial Advisors
Texas
$1.6M -$161K -9,625 -8%
Morgan Stanley
5
Morgan Stanley
New York
$1.43M -$107K -6,360 -6%
CIM
6
Confluence Investment Management
Missouri
$943K
VanEck Associates
7
VanEck Associates
New York
$702K +$83.1K +4,951 +11%
Deutsche Bank
8
Deutsche Bank
Germany
$675K +$607K +36,185 +360%
Two Sigma Investments
9
Two Sigma Investments
New York
$657K +$508K +30,264 +206%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$640K +$166K +9,900 +29%
BG
11
BlackRock Group
United Kingdom
$629K -$59.9K -3,569 -8%
DCM
12
Dialectic Capital Management
Connecticut
$619K +$710K +42,347 New
Norges Bank
13
Norges Bank
Norway
$617K -$31.9K -1,900 -4%
Boston Partners
14
Boston Partners
Massachusetts
$422K +$9.83K +586 +2%
HIM
15
Hillsdale Investment Management
Ontario, Canada
$396K
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$375K +$210K +12,517 +95%
Millennium Management
17
Millennium Management
New York
$370K +$425K +25,340 New
DnB Asset Management
18
DnB Asset Management
Norway
$339K +$66.3K +3,950 +21%
DC
19
Davenport & Co
Virginia
$315K -$12.6K -750 -3%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$310K +$49.7K +2,965 +16%
SBIA
21
Sheaff Brock Investment Advisors
Indiana
$269K +$308K +18,386 New
Legal & General Group
22
Legal & General Group
United Kingdom
$264K +$75K +4,470 +33%
CIBC Private Wealth Group
23
CIBC Private Wealth Group
Georgia
$238K +$273K +16,250 New
BA
24
Bard Associates
Illinois
$212K -$6.71K -400 -3%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$208K +$9.46K +564 +4%

GLAD Hedge Fund Activity: Q4 2015 in Review

63 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2015, worth a combined $22.2M — up 2.2% from $21.7M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new GLAD positions and 8 closed out — a net gain of 5 holders — while 23 added to existing stakes and 12 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.18M. The largest seller was Advisors Asset Management, cutting an estimated $975K.

  • 63 institutional investors held Gladstone Capital (GLAD) as of Q4 2015, up from 58 in Q3 2015.
  • Funds reported $22.2M of Gladstone Capital stock for Q4 2015, up 2.2% quarter-over-quarter.
  • 13 funds opened new Gladstone Capital positions in Q4 2015 and 8 closed out, a net change of +5 holders.
  • The largest Gladstone Capital buyer in Q4 2015 was LPL Financial, an estimated $1.18M added.
  • The largest Gladstone Capital seller in Q4 2015 was Advisors Asset Management, an estimated $975K sold.

Based on aggregated 13F filings for Q4 2015.