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Gladstone Capital

62 hedge funds and large institutions have $27M invested in Gladstone Capital in 2014 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 14 increasing their positions, 24 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

2% more funds holding

Funds holding: 6162 (+1)

7% less capital invested

Capital invested by funds: $29.2M → $27M (-$2.13M)

32% less call options, than puts

Call options by funds: $126K | Put options by funds: $184K

42% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 24

Holders
62
Holders Change
+1
Holders Change %
+1.64%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
14
Reduced
24
Closed
8
Calls
$126K
Puts
$184K
Net Calls
-$58K
Net Calls Change
+$94K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$4.58M -$520K -29,341 -10%
UBS Group
2
UBS Group
Switzerland
$3.08M +$3.3M +185,954 New
UCFA
3
United Capital Financial Advisors
Texas
$2.01M +$479K +27,005 +29%
CIM
4
Cambria Investment Management
California
$1.77M +$1.9M +107,279 New
CIM
5
Confluence Investment Management
Missouri
$1.6M -$940K -52,977 -35%
Morgan Stanley
6
Morgan Stanley
New York
$1.3M +$280K +15,803 +25%
State Street
7
State Street
Massachusetts
$1.05M +$21.3K +1,200 +2%
Two Sigma Investments
8
Two Sigma Investments
New York
$1.03M +$23K +1,297 +2%
Norges Bank
9
Norges Bank
Norway
$917K
BG
10
BlackRock Group
United Kingdom
$704K -$117K -6,603 -13%
Two Sigma Advisers
11
Two Sigma Advisers
New York
$684K -$547K -30,850 -43%
LPL Financial
12
LPL Financial
California
$636K +$107K +6,019 +19%
FP
13
Foundry Partners
Minnesota
$590K +$52.5K +2,963 +9%
VanEck Associates
14
VanEck Associates
New York
$584K +$176K +9,898 +39%
DC
15
Davenport & Co
Virginia
$523K -$12.4K -699 -2%
Boston Partners
16
Boston Partners
Massachusetts
$497K -$10.2K -573 -2%
Millennium Management
17
Millennium Management
New York
$435K -$269K -15,186 -37%
DnB Asset Management
18
DnB Asset Management
Norway
$343K -$4.43K -250 -1%
Goldman Sachs
19
Goldman Sachs
New York
$339K -$696K -39,239 -66%
NPC
20
National Planning Corporation
California
$317K -$66.5K -3,752 -17%
AIM
21
Allen Investment Management
New York
$285K +$103K +5,789 +51%
VKH
22
Virtu KCG Holdings
New York
$268K +$146K +8,260 +104%
BCM
23
Bridgeway Capital Management
Texas
$264K
Invesco
24
Invesco
Georgia
$259K -$5.87K -331 -2%
BA
25
Bard Associates
Illinois
$253K -$5.32K -300 -2%

GLAD Hedge Fund Activity: Q4 2014 in Review

62 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2014, worth a combined $27M — down 7.3% from $29.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GLAD positions and 8 closed out — a net gain of 3 holders — while 14 added to existing stakes and 24 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $479K. The largest seller was Confluence Investment Management, cutting an estimated $940K.

  • 62 institutional investors held Gladstone Capital (GLAD) as of Q4 2014, up from 61 in Q3 2014.
  • Funds reported $27M of Gladstone Capital stock for Q4 2014, down 7.3% quarter-over-quarter.
  • 11 funds opened new Gladstone Capital positions in Q4 2014 and 8 closed out, a net change of +3 holders.
  • The largest Gladstone Capital buyer in Q4 2014 was United Capital Financial Advisors, an estimated $479K added.
  • The largest Gladstone Capital seller in Q4 2014 was Confluence Investment Management, an estimated $940K sold.

Based on aggregated 13F filings for Q4 2014.