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Gladstone Capital

67 hedge funds and large institutions have $29M invested in Gladstone Capital in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 6

2% more funds holding

Funds holding: 6667 (+1)

0.57% less ownership

Funds ownership: 6.9%6.33% (-0.57%)

14% less capital invested

Capital invested by funds: $33.9M → $29M (-$4.87M)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

42% less call options, than puts

Call options by funds: $108K | Put options by funds: $186K

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.54%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
17
Reduced
25
Closed
6
Calls
$108K
Puts
$186K
Net Calls
-$78K
Net Calls Change
-$415K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.27M -$964K -53,626 -29%
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$2.11M
AAM
3
Advisors Asset Management
Colorado
$1.86M +$196K +10,877 +11%
LPL Financial
4
LPL Financial
California
$1.7M +$218K +12,130 +14%
VanEck Associates
5
VanEck Associates
New York
$1.69M -$82.1K -4,564 -4%
Morgan Stanley
6
Morgan Stanley
New York
$1.48M +$109K +6,036 +8%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.46M +$50.3K +2,800 +3%
Two Sigma Investments
8
Two Sigma Investments
New York
$1.26M -$232K -12,911 -15%
GCP
9
GSA Capital Partners
United Kingdom
$1.2M +$456K +25,350 +57%
BlackRock
10
BlackRock
New York
$1.19M -$185K -10,269 -13%
MCM
11
McKinley Capital Management
Alaska
$1.16M -$13.8K -765 -1%
Legal & General Group
12
Legal & General Group
United Kingdom
$823K +$118K +6,553 +16%
JP Morgan Chase
13
JP Morgan Chase
New York
$785K +$61.1K +3,396 +8%
UCFA
14
United Capital Financial Advisors
Texas
$662K -$49.4K -2,750 -7%
Boston Partners
15
Boston Partners
Massachusetts
$659K -$44.3K -2,466 -6%
NFA
16
Nuveen Fund Advisors
Illinois
$610K -$55.7K -3,100 -8%
Macquarie Group
17
Macquarie Group
Australia
$606K +$161K +8,950 +34%
Millennium Management
18
Millennium Management
New York
$568K +$594K +33,046 New
RJA
19
Raymond James & Associates
Florida
$514K -$570K -31,701 -51%
MWNA
20
Marshall Wace North America
New York
$492K +$94.3K +5,247 +22%
DnB Asset Management
21
DnB Asset Management
Norway
$483K
PFS
22
Prospera Financial Services
Texas
$395K -$59.3K -3,300 -13%
BCM
23
BlueCrest Capital Management
Jersey
$381K +$398K +22,129 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$359K -$12.7K -709 -3%
DADC
25
D.A. Davidson & Co
Montana
$322K +$8.65K +481 +3%

GLAD Hedge Fund Activity: Q1 2018 in Review

67 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q1 2018, worth a combined $29M — down 14% from $33.9M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new GLAD positions and 6 closed out — a net gain of 1 holder — while 17 added to existing stakes and 25 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $594K. The largest seller was Arrowstreet Capital, cutting an estimated $1.6M.

  • 67 institutional investors held Gladstone Capital (GLAD) as of Q1 2018, up from 66 in Q4 2017.
  • Funds reported $29M of Gladstone Capital stock for Q1 2018, down 14% quarter-over-quarter.
  • 7 funds opened new Gladstone Capital positions in Q1 2018 and 6 closed out, a net change of +1 holder.
  • The largest Gladstone Capital buyer in Q1 2018 was Millennium Management, an estimated $594K added.
  • The largest Gladstone Capital seller in Q1 2018 was Arrowstreet Capital, an estimated $1.6M sold.

Based on aggregated 13F filings for Q1 2018.