HighTower Advisors’s Gladstone Capital GLAD Stock Holding History

HighTower Advisors’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-5,895	Closed	-$135K	–	3281
2021 Q2	$135K	Hold	5,895	–	–	﹤0.01%	2747
2021 Q1	$118K	Hold	5,895	–	–	﹤0.01%	2729
2020 Q4	$105K	Sell	5,895 -700	-11%	-$11.3K	﹤0.01%	2342
2020 Q3	$97K	Hold	6,595	–	–	﹤0.01%	2234
2020 Q2	$97K	Hold	6,595	–	–	﹤0.01%	2125
2020 Q1	$74K	Sell	6,595 -500	-7%	-$8.98K	﹤0.01%	1971
2019 Q4	$142K	Hold	7,095	–	–	﹤0.01%	2039
2019 Q3	$139K	Hold	7,095	–	–	﹤0.01%	2128
2019 Q2	$133K	Sell	7,095 -1,850	-21%	-$34.5K	﹤0.01%	2126
2019 Q1	$161K	Hold	8,945	–	–	﹤0.01%	2002
2018 Q4	$131K	Buy	8,945 +950	+12%	+$16.7K	﹤0.01%	1927
2018 Q3	$152K	Buy	+7,995	New	+$152K	﹤0.01%	2000
2018 Q2	–	Sell	-5,208	Closed	-$89K	–	2302
2018 Q1	$89K	Sell	5,208 -22,017	-81%	-$396K	﹤0.01%	1987
2017 Q4	$504K	Sell	27,225 -2,594	-9%	-$50K	﹤0.01%	1446
2017 Q3	$567K	Buy	+29,819	New	+$569K	﹤0.01%	1368
2015 Q4	–	Sell	-8,773	Closed	-$143K	–	2082
2015 Q3	$143K	Buy	8,773 +2,773	+46%	+$46.4K	﹤0.01%	1696
2015 Q2	$95K	Hold	6,000	–	–	﹤0.01%	1425
2015 Q1	$106K	Buy	+6,000	New	+$99.9K	﹤0.01%	1501

Other funds holding GLAD

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

DnB Asset Management Oslo, Norway $28B AUM 26% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

HighTower Advisors's GLAD Position: Q3 2021 in Review

HighTower Advisors sold out of Gladstone Capital (GLAD) in Q3 2021, closing a stake of 5,895 shares — an estimated $135K sold.

HighTower Advisors first reported a position in GLAD in Q1 2015 and held it in 18 quarters. The position peaked at $567K in Q3 2017. 66 funds tracked by Wall St. Rank hold GLAD as of Q3 2021.

HighTower Advisors reported no remaining Gladstone Capital position as of Q3 2021 after selling out during the quarter.
HighTower Advisors sold 5,895 Gladstone Capital shares in Q3 2021, an estimated $135K.
HighTower Advisors first reported a position in Gladstone Capital in Q1 2015 and held it in 18 quarters.
HighTower Advisors's Gladstone Capital position peaked at $567K in Q3 2017.
66 funds tracked by Wall St. Rank held Gladstone Capital as of Q3 2021.

Based on HighTower Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.