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Gladstone Capital

68 hedge funds and large institutions have $44.4M invested in Gladstone Capital in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 21 increasing their positions, 20 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more call options, than puts

Call options by funds: $915K | Put options by funds: $406K

100% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 9

20% more capital invested

Capital invested by funds: $37M → $44.4M (+$7.41M)

13% more funds holding

Funds holding: 6068 (+8)

1.08% more ownership

Funds ownership: 6.26%7.34% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 20

Holders
68
Holders Change
+8
Holders Change %
+13.33%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
21
Reduced
20
Closed
9
Calls
$915K
Puts
$406K
Net Calls
+$509K
Net Calls Change
-$189K
Name Holding Trade Value Shares
Change
Change in
Stake
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$6.08M +$4.32M +215,006 +236%
UBS Group
2
UBS Group
Switzerland
$4.86M +$2.08M +103,573 +73%
VanEck Associates
3
VanEck Associates
New York
$3.55M +$638K +31,725 +22%
VEA
4
Virtus ETF Advisers
New York
$3.38M -$432K -21,483 -11%
AAM
5
Advisors Asset Management
Colorado
$2.26M -$166K -8,238 -7%
LPL Financial
6
LPL Financial
California
$1.67M +$204K +10,132 +14%
Morgan Stanley
7
Morgan Stanley
New York
$1.66M -$14.1K -701 -0.8%
Legal & General Group
8
Legal & General Group
United Kingdom
$1.63M +$160K +7,958 +11%
BlackRock
9
BlackRock
New York
$1.6M +$72.8K +3,620 +5%
NCM
10
Novare Capital Management
North Carolina
$1.51M +$45.3K +2,250 +3%
Russell Investments Group
11
Russell Investments Group
United Kingdom
$1.4M +$1.41M +70,280 New
MCM
12
McKinley Capital Management
Alaska
$1.29M -$2.33K -116 -0.2%
DADC
13
D.A. Davidson & Co
Montana
$1.14M +$161K +8,022 +16%
SGI
14
Summit Global Investments
Utah
$844K -$20.6K -1,025 -2%
JP Morgan Chase
15
JP Morgan Chase
New York
$844K +$55.4K +2,757 +7%
APW
16
Aurora Private Wealth
New Jersey
$783K +$792K +39,404 New
SDAM
17
Shulman DeMeo Asset Management
New York
$678K -$3.14K -156 -0.5%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$672K +$34.5K +1,715 +5%
XF
19
XML Financial
Maryland
$617K +$625K +31,052 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$563K -$111K -5,495 -16%
DnB Asset Management
21
DnB Asset Management
Norway
$557K
RJA
22
Raymond James & Associates
Florida
$504K -$29.3K -1,459 -5%
California Public Employees Retirement System
23
California Public Employees Retirement System
California
$492K +$66.4K +3,300 +15%
VF
24
Virtu Financial
New York
$466K +$472K +23,454 New
UCFA
25
United Capital Financial Advisors
Texas
$452K -$342K -17,000 -43%

GLAD Hedge Fund Activity: Q4 2019 in Review

68 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2019, worth a combined $44.4M — up 20% from $37M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new GLAD positions and 9 closed out — a net gain of 9 holders — while 21 added to existing stakes and 20 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $4.32M. The largest seller was Bank of Montreal, exiting entirely with an estimated $2.21M sold.

  • 68 institutional investors held Gladstone Capital (GLAD) as of Q4 2019, up from 60 in Q3 2019.
  • Funds reported $44.4M of Gladstone Capital stock for Q4 2019, up 20% quarter-over-quarter.
  • 18 funds opened new Gladstone Capital positions in Q4 2019 and 9 closed out, a net change of +9 holders.
  • The largest Gladstone Capital buyer in Q4 2019 was Arrowstreet Capital, an estimated $4.32M added.
  • The largest Gladstone Capital seller in Q4 2019 was Bank of Montreal, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2019.