Bank of Montreal’s Gladstone Capital GLAD Stock Holding History

Bank of Montreal’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-113,500	Closed	-$2.21M	–	4908
2019 Q3	$2.21M	Hold	113,500	–	–	﹤0.01%	1629
2019 Q2	$2.13M	Hold	113,500	–	–	﹤0.01%	1653
2019 Q1	$2.04M	Sell	113,500 -16,500	-13%	-$290K	﹤0.01%	1667
2018 Q4	$1.9M	Hold	130,000	–	–	﹤0.01%	1542
2018 Q3	$2.47M	Buy	130,000 +7,500	+6%	+$143K	﹤0.01%	1563
2018 Q2	$2.21M	Hold	122,500	–	–	﹤0.01%	1599
2018 Q1	$2.11M	Hold	122,500	–	–	﹤0.01%	1545
2017 Q4	$2.26M	Buy	122,500 +16,500	+16%	+$318K	﹤0.01%	1530
2017 Q3	$2.01M	Buy	106,000 +7,000	+7%	+$134K	﹤0.01%	1615
2017 Q2	$1.95M	Buy	+99,000	New	+$1.94M	﹤0.01%	1634
2016 Q1	–	Sell	-108	Closed	-$2K	–	4272
2015 Q4	$2K	Buy	+108	New	+$1.81K	﹤0.01%	3982
2015 Q2	–	Sell	-1	Closed	–	–	3999
2015 Q1	$0	Buy	+1	New	+$17	﹤0.01%	4058
2014 Q3	–	Sell	-260	Closed	-$5K	–	4163
2014 Q2	$5K	Buy	+260	New	+$5.08K	﹤0.01%	4162
2014 Q1	–	Sell	-250	Closed	-$5K	–	4054
2013 Q4	$5K	Buy	+250	New	+$4.6K	﹤0.01%	3536

Other funds holding GLAD

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

NCM

Novare Capital Management Charlotte, North Carolina $1.26B AUM 20.28% 1-Year Est. Return

Bank of Montreal's GLAD Position: Q4 2019 in Review

Bank of Montreal sold out of Gladstone Capital (GLAD) in Q4 2019, closing a stake of 113,500 shares — an estimated $2.21M sold.

Bank of Montreal first reported a position in GLAD in Q4 2013 and held it in 14 quarters. The position peaked at $2.47M in Q3 2018. 68 funds tracked by Wall St. Rank hold GLAD as of Q4 2019.

Bank of Montreal reported no remaining Gladstone Capital position as of Q4 2019 after selling out during the quarter.
Bank of Montreal sold 113,500 Gladstone Capital shares in Q4 2019, an estimated $2.21M.
Bank of Montreal first reported a position in Gladstone Capital in Q4 2013 and held it in 14 quarters.
Bank of Montreal's Gladstone Capital position peaked at $2.47M in Q3 2018.
68 funds tracked by Wall St. Rank held Gladstone Capital as of Q4 2019.

Based on Bank of Montreal's 13F filing for Q4 2019, filed 10 Feb 2020.