We are live on ! Find out more
GLAD icon

Gladstone Capital

61 hedge funds and large institutions have $29.2M invested in Gladstone Capital in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 24 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% less funds holding

Funds holding: 7361 (-12)

21% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 24

31% less capital invested

Capital invested by funds: $42.1M → $29.2M (-$12.9M)

44% less call options, than puts

Call options by funds: $193K | Put options by funds: $345K

71% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 17

Holders
61
Holders Change
-12
Holders Change %
-16.44%
% of All Funds
1.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
19
Reduced
24
Closed
17
Calls
$193K
Puts
$345K
Net Calls
-$152K
Net Calls Change
-$721K
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$5.37M +$1.58M +82,279 +37%
U
2
UBS
Switzerland
$3.02M -$819K -42,612 -20%
CIM
3
Confluence Investment Management
Missouri
$2.63M -$94K -4,892 -3%
UCFA
4
United Capital Financial Advisors
Texas
$1.73M -$57.6K -3,000 -3%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$1.27M -$180K -9,350 -11%
Morgan Stanley
6
Morgan Stanley
New York
$1.1M -$1.25M -64,937 -51%
State Street
7
State Street
Massachusetts
$1.09M -$59.6K -3,100 -5%
Two Sigma Investments
8
Two Sigma Investments
New York
$1.07M -$68.3K -3,554 -6%
Goldman Sachs
9
Goldman Sachs
New York
$1.05M -$66.8K -3,476 -5%
Norges Bank
10
Norges Bank
Norway
$973K +$1.07M +55,456 New
BG
11
BlackRock Group
United Kingdom
$862K -$150K -7,796 -14%
Millennium Management
12
Millennium Management
New York
$728K +$328K +17,089 +70%
FP
13
Foundry Partners
Minnesota
$574K -$137K -7,113 -18%
LPL Financial
14
LPL Financial
California
$567K +$160K +8,306 +34%
DC
15
Davenport & Co
Virginia
$567K -$60.2K -3,134 -9%
Boston Partners
16
Boston Partners
Massachusetts
$537K +$12.1K +630 +2%
SCM
17
Sterling Capital Management
North Carolina
$448K
VanEck Associates
18
VanEck Associates
New York
$446K -$2.56K -133 -0.5%
NPC
19
National Planning Corporation
California
$385K +$49.9K +2,600 +13%
DnB Asset Management
20
DnB Asset Management
Norway
$368K +$60.5K +3,150 +18%
MERSOM
21
Municipal Employees' Retirement System of Michigan
Michigan
$328K
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$290K +$6.72K +350 +2%
Invesco
23
Invesco
Georgia
$281K +$163K +8,461 +112%
BCM
24
Bridgeway Capital Management
Texas
$280K -$871K -45,350 -74%
BA
25
Bard Associates
Illinois
$273K +$83.6K +4,350 +39%

GLAD Hedge Fund Activity: Q3 2014 in Review

61 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2014, worth a combined $29.2M — down 31% from $42.1M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of GLAD and 5 opened new positions — a net loss of 12 holders — while 24 trimmed existing stakes and 19 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.58M. The largest seller was Northern Trust, exiting entirely with an estimated $1.95M sold.

  • 61 institutional investors held Gladstone Capital (GLAD) as of Q3 2014, down from 73 in Q2 2014.
  • Funds reported $29.2M of Gladstone Capital stock for Q3 2014, down 31% quarter-over-quarter.
  • 5 funds opened new Gladstone Capital positions in Q3 2014 and 17 closed out, a net change of -12 holders.
  • The largest Gladstone Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $1.58M added.
  • The largest Gladstone Capital seller in Q3 2014 was Northern Trust, an estimated $1.95M sold.

Based on aggregated 13F filings for Q3 2014.