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Gladstone Capital

66 hedge funds and large institutions have $40.1M invested in Gladstone Capital in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 30 increasing their positions, 14 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

206% more call options, than puts

Call options by funds: $1.27M | Put options by funds: $416K

114% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 14

0.29% less ownership

Funds ownership: 5.47%5.18% (-0.29%)

5% less capital invested

Capital invested by funds: $42.1M → $40.1M (-$1.93M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

1% less funds holding

Funds holding: 6766 (-1)

Holders
66
Holders Change
-1
Holders Change %
-1.49%
% of All Funds
1.16%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
30
Reduced
14
Closed
11
Calls
$1.27M
Puts
$416K
Net Calls
+$855K
Net Calls Change
+$152K
Name Holding Trade Value Shares
Change
Change in
Stake
VanEck Associates
1
VanEck Associates
New York
$5.84M -$243K -10,560 -4%
AAM
2
Advisors Asset Management
Colorado
$3.56M +$586K +25,472 +19%
LPL Financial
3
LPL Financial
California
$2.79M -$6.99K -304 -0.2%
BlackRock
4
BlackRock
New York
$2.47M +$330K +14,343 +15%
Morgan Stanley
5
Morgan Stanley
New York
$2.31M -$70.4K -3,061 -3%
Legal & General Group
6
Legal & General Group
United Kingdom
$2.28M -$157K -6,839 -6%
Two Sigma Advisers
7
Two Sigma Advisers
New York
$1.91M +$150K +6,500 +8%
DADC
8
D.A. Davidson & Co
Montana
$1.81M +$47.8K +2,080 +3%
DnB Asset Management
9
DnB Asset Management
Norway
$1.53M +$283K +12,317 +22%
Mackenzie Financial
10
Mackenzie Financial
Ontario, Canada
$1.34M +$188K +8,181 +16%
IAIM
11
International Assets Investment Management
Florida
$1.3M +$19K +825 +1%
Two Sigma Investments
12
Two Sigma Investments
New York
$1.22M -$658K -28,597 -35%
MCM
13
McKinley Capital Management
Alaska
$1.07M +$71.3K +3,101 +7%
JP Morgan Chase
14
JP Morgan Chase
New York
$898K -$82.8K -3,600 -8%
APW
15
Aurora Private Wealth
New Jersey
$823K
NCM
16
Novare Capital Management
North Carolina
$671K -$1.12M -48,792 -62%
UBS Group
17
UBS Group
Switzerland
$605K +$98.2K +4,269 +19%
SDAM
18
Shulman DeMeo Asset Management
New York
$549K +$558K +24,274 New
VEA
19
Virtus ETF Advisers
New York
$501K -$53.4K -2,321 -9%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$437K +$253 +11 +0.1%
UCFA
21
United Capital Financial Advisors
Texas
$429K -$127K -5,501 -22%
HPM
22
Hudson Portfolio Management
New York
$417K -$3.45K -150 -0.8%
Koshinski Asset Management
23
Koshinski Asset Management
Illinois
$386K +$14.4K +626 +4%
BW
24
Bison Wealth
Georgia
$366K
Osaic Holdings
25
Osaic Holdings
Arizona
$299K -$102K -4,427 -25%

GLAD Hedge Fund Activity: Q3 2021 in Review

66 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q3 2021, worth a combined $40.1M — down 4.6% from $42.1M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of GLAD and 10 opened new positions — a net loss of 1 holder — while 14 trimmed existing stakes and 30 added.

The largest buyer was Advisors Asset Management, adding an estimated $586K. The largest seller was Novare Capital Management, cutting an estimated $1.12M.

  • 66 institutional investors held Gladstone Capital (GLAD) as of Q3 2021, down from 67 in Q2 2021.
  • Funds reported $40.1M of Gladstone Capital stock for Q3 2021, down 4.6% quarter-over-quarter.
  • 10 funds opened new Gladstone Capital positions in Q3 2021 and 11 closed out, a net change of -1 holder.
  • The largest Gladstone Capital buyer in Q3 2021 was Advisors Asset Management, an estimated $586K added.
  • The largest Gladstone Capital seller in Q3 2021 was Novare Capital Management, an estimated $1.12M sold.

Based on aggregated 13F filings for Q3 2021.