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Gladstone Capital

75 hedge funds and large institutions have $55.8M invested in Gladstone Capital in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more call options, than puts

Call options by funds: $346K | Put options by funds: $211K

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

3% more capital invested

Capital invested by funds: $54.2M → $55.8M (+$1.56M)

7% less funds holding

Funds holding: 8175 (-6)

44% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 9

Holders
75
Holders Change
-6
Holders Change %
-7.41%
% of All Funds
2.17%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
29
Reduced
24
Closed
9
Calls
$346K
Puts
$211K
Net Calls
+$135K
Net Calls Change
-$3K
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
BlackRock Fund Advisors
California
$5.97M +$52.8K +2,681 +0.9%
JP Morgan Chase
2
JP Morgan Chase
New York
$4.54M +$486K +24,705 +12%
State Street
3
State Street
Massachusetts
$4.02M +$202K +10,250 +5%
AAM
4
Advisors Asset Management
Colorado
$3.68M +$1.16M +58,707 +47%
U
5
UBS
Switzerland
$3.59M +$471K +23,900 +16%
Northern Trust
6
Northern Trust
Illinois
$3.49M -$240K -12,195 -7%
CIM
7
Confluence Investment Management
Missouri
$3.17M -$903K -45,874 -23%
BIT
8
BlackRock Institutional Trust
California
$2.64M -$77.8K -3,951 -3%
UCFA
9
United Capital Financial Advisors
Texas
$1.81M +$70.8K +3,598 +4%
Morgan Stanley
10
Morgan Stanley
New York
$1.41M +$246K +12,489 +22%
BCM
11
Bridgeway Capital Management
Texas
$1.25M
Two Sigma Advisers
12
Two Sigma Advisers
New York
$1.25M -$46.3K -2,350 -4%
BG
13
BlackRock Group
United Kingdom
$1.22M +$99.7K +5,065 +9%
Goldman Sachs
14
Goldman Sachs
New York
$1.08M +$22K +1,115 +2%
Two Sigma Investments
15
Two Sigma Investments
New York
$1.03M -$43.3K -2,201 -4%
TCIM
16
TIAA CREF Investment Management
New York
$977K -$146K -7,410 -13%
Bank of New York Mellon
17
Bank of New York Mellon
New York
$909K -$2.78K -141 -0.3%
FP
18
Foundry Partners
Minnesota
$812K -$30.8K -1,565 -4%
PAM
19
Panagora Asset Management
Massachusetts
$763K +$34.6K +1,759 +5%
BIM
20
BlackRock Investment Management
Delaware
$733K -$9.29K -472 -1%
AIM
21
Allen Investment Management
New York
$729K -$79K -4,012 -10%
DC
22
Davenport & Co
Virginia
$709K -$6.89K -350 -1%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$674K +$3.39K +172 +0.5%
Boston Partners
24
Boston Partners
Massachusetts
$604K +$5.08K +258 +0.9%
Vanguard Group
25
Vanguard Group
Pennsylvania
$522K -$2.29M -116,167 -82%

GLAD Hedge Fund Activity: Q1 2014 in Review

75 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q1 2014, worth a combined $55.8M — up 2.9% from $54.2M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of GLAD and 5 opened new positions — a net loss of 4 holders — while 24 trimmed existing stakes and 29 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.16M. The largest seller was Vanguard Group, cutting an estimated $2.29M.

  • 75 institutional investors held Gladstone Capital (GLAD) as of Q1 2014, down from 81 in Q4 2013.
  • Funds reported $55.8M of Gladstone Capital stock for Q1 2014, up 2.9% quarter-over-quarter.
  • 5 funds opened new Gladstone Capital positions in Q1 2014 and 9 closed out, a net change of -4 holders.
  • The largest Gladstone Capital buyer in Q1 2014 was Advisors Asset Management, an estimated $1.16M added.
  • The largest Gladstone Capital seller in Q1 2014 was Vanguard Group, an estimated $2.29M sold.

Based on aggregated 13F filings for Q1 2014.