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Gladstone Capital

66 hedge funds and large institutions have $35.9M invested in Gladstone Capital in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,800% more call options, than puts

Call options by funds: $342K | Put options by funds: $18K

94% more capital invested

Capital invested by funds: $18.6M → $35.9M (+$17.4M)

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

7.49% more ownership

Funds ownership: 0%7.49% (+7.5%)

6% more funds holding

Funds holding: 6266 (+4)

Holders
66
Holders Change
+4
Holders Change %
+6.45%
% of All Funds
1.65%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
25
Reduced
17
Closed
6
Calls
$342K
Puts
$18K
Net Calls
+$324K
Net Calls Change
+$387K
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$7.21M +$6.42M +383,682 New
UBS Group
2
UBS Group
Switzerland
$4.79M +$608K +36,323 +17%
Two Sigma Investments
3
Two Sigma Investments
New York
$2.08M +$1.66M +99,060 +838%
Morgan Stanley
4
Morgan Stanley
New York
$1.75M +$214K +12,801 +16%
Two Sigma Advisers
5
Two Sigma Advisers
New York
$1.62M +$836K +49,950 +138%
LPL Financial
6
LPL Financial
California
$1.48M -$10K -600 -0.8%
BG
7
BlackRock Group
United Kingdom
$1.38M +$297K +17,737 +32%
VanEck Associates
8
VanEck Associates
New York
$1.35M +$298K +17,797 +33%
RJA
9
Raymond James & Associates
Florida
$1.1M +$873K +52,125 +798%
UCFA
10
United Capital Financial Advisors
Texas
$964K -$799K -47,750 -48%
AAM
11
Advisors Asset Management
Colorado
$936K +$388K +23,178 +87%
Norges Bank
12
Norges Bank
Norway
$785K
DTL
13
Dynamic Technology Lab
Singapore
$781K +$696K +41,566 New
Boston Partners
14
Boston Partners
Massachusetts
$777K +$17.8K +1,064 +3%
JP Morgan Chase
15
JP Morgan Chase
New York
$765K +$665K +39,750 +4,073%
NFA
16
Nuveen Fund Advisors
Illinois
$571K -$70.5K -4,210 -12%
VKH
17
Virtu KCG Holdings
New York
$522K +$225K +13,450 +94%
PFS
18
Prospera Financial Services
Texas
$482K +$102K +6,100 +33%
Legal & General Group
19
Legal & General Group
United Kingdom
$473K
DnB Asset Management
20
DnB Asset Management
Norway
$429K
DC
21
Davenport & Co
Virginia
$369K -$5.44K -325 -2%
CWM
22
Cornerstone Wealth Management
Missouri
$351K -$12.5K -749 -4%
California Public Employees Retirement System
23
California Public Employees Retirement System
California
$350K
Millennium Management
24
Millennium Management
New York
$344K +$137K +8,185 +81%
Goldman Sachs
25
Goldman Sachs
New York
$338K +$37.8K +2,257 +14%

GLAD Hedge Fund Activity: Q4 2016 in Review

66 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q4 2016, worth a combined $35.9M — up 94% from $18.6M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new GLAD positions and 6 closed out — a net gain of 4 holders — while 25 added to existing stakes and 17 trimmed.

The largest buyer was Invesco, opening a new position worth an estimated $6.42M. The largest seller was United Capital Financial Advisors, cutting an estimated $799K.

  • 66 institutional investors held Gladstone Capital (GLAD) as of Q4 2016, up from 62 in Q3 2016.
  • Funds reported $35.9M of Gladstone Capital stock for Q4 2016, up 94% quarter-over-quarter.
  • 10 funds opened new Gladstone Capital positions in Q4 2016 and 6 closed out, a net change of +4 holders.
  • The largest Gladstone Capital buyer in Q4 2016 was Invesco, an estimated $6.42M added.
  • The largest Gladstone Capital seller in Q4 2016 was United Capital Financial Advisors, an estimated $799K sold.

Based on aggregated 13F filings for Q4 2016.