Stifel Financial
GLAD icon

Stifel Financial’s Gladstone Capital GLAD Stock Holding History

Stifel Financial’s Portfolio GLAD Stock Details GLAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q1 		– Sell
-11,009
Closed -$207K – 2561
2016
Q4 		$207K Sell
11,009
-5,000
-31% -$83.7K ﹤0.01% 2240
2016
Q3 		$260K Sell
16,009
-1,848
-10% -$30.2K ﹤0.01% 2062
2016
Q2 		$259K Buy
+17,857
New +$260K ﹤0.01% 2124

Other funds holding GLAD

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Stifel Financial's GLAD Position: Q1 2017 in Review

Stifel Financial sold out of Gladstone Capital (GLAD) in Q1 2017, closing a stake of 11,009 shares — an estimated $207K sold.

Stifel Financial first reported a position in GLAD in Q2 2016 and held it in 3 quarters. The position peaked at $260K in Q3 2016. 63 funds tracked by Wall St. Rank hold GLAD as of Q1 2017.

  • Stifel Financial reported no remaining Gladstone Capital position as of Q1 2017 after selling out during the quarter.
  • Stifel Financial sold 11,009 Gladstone Capital shares in Q1 2017, an estimated $207K.
  • Stifel Financial first reported a position in Gladstone Capital in Q2 2016 and held it in 3 quarters.
  • Stifel Financial's Gladstone Capital position peaked at $260K in Q3 2016.
  • 63 funds tracked by Wall St. Rank held Gladstone Capital as of Q1 2017.

Based on Stifel Financial's 13F filing for Q1 2017, filed 10 May 2017.