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Gladstone Capital

59 hedge funds and large institutions have $16.7M invested in Gladstone Capital in 2016 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 18 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more call options, than puts

Call options by funds: $806K | Put options by funds: $271K

0% more funds holding

Funds holding: 5959 (0)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

11% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 18

17% less capital invested

Capital invested by funds: $20.1M → $16.7M (-$3.4M)

Holders
59
Holders Change
Holders Change %
0%
% of All Funds
1.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
16
Reduced
18
Closed
12
Calls
$806K
Puts
$271K
Net Calls
+$535K
Net Calls Change
+$303K
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$2.95M -$106K -7,287 -3%
Morgan Stanley
2
Morgan Stanley
New York
$1.61M -$110K -7,554 -6%
UCFA
3
United Capital Financial Advisors
Texas
$1.41M -$34.6K -2,375 -2%
LPL Financial
4
LPL Financial
California
$1.09M -$1.04M -71,671 -49%
BG
5
BlackRock Group
United Kingdom
$846K +$108K +7,437 +15%
VanEck Associates
6
VanEck Associates
New York
$783K +$89.7K +6,168 +13%
CIM
7
Confluence Investment Management
Missouri
$717K
Norges Bank
8
Norges Bank
Norway
$605K -$6.04K -415 -1%
Boston Partners
9
Boston Partners
Massachusetts
$541K +$11.1K +765 +2%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$538K -$172K -11,800 -24%
AAM
11
Advisors Asset Management
Colorado
$395K -$1.96M -134,954 -83%
NFA
12
Nuveen Fund Advisors
Illinois
$385K +$387K +26,573 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$358K +$201K +13,825 +127%
Legal & General Group
14
Legal & General Group
United Kingdom
$337K
DnB Asset Management
15
DnB Asset Management
Norway
$325K -$1.46K -100 -0.4%
DC
16
Davenport & Co
Virginia
$312K -$9.46K -650 -3%
California Public Employees Retirement System
17
California Public Employees Retirement System
California
$270K
Stifel Financial
18
Stifel Financial
Missouri
$259K +$260K +17,857 New
PFS
19
Prospera Financial Services
Texas
$243K +$18.2K +1,250 +8%
CIBC Private Wealth Group
20
CIBC Private Wealth Group
Georgia
$235K
SPC
21
Sigma Planning Corp
Michigan
$212K +$213K +14,612 New
BA
22
Bard Associates
Illinois
$209K -$1.46K -100 -0.7%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$170K +$97.5K +6,701 +134%
Deutsche Bank
24
Deutsche Bank
Germany
$151K +$28.6K +1,968 +23%
Creative Planning
25
Creative Planning
Kansas
$149K -$18.9K -1,300 -11%

GLAD Hedge Fund Activity: Q2 2016 in Review

59 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Gladstone Capital (GLAD) for Q2 2016, worth a combined $16.7M — down 17% from $20.1M a quarter earlier.

Fund positioning in GLAD was balanced in Q2 2016: 12 funds opened new positions, 12 closed out, 16 added to existing stakes and 18 trimmed.

The largest buyer was Stifel Financial, opening a new position worth an estimated $260K. The largest seller was Advisors Asset Management, cutting an estimated $1.96M.

  • 59 institutional investors held Gladstone Capital (GLAD) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $16.7M of Gladstone Capital stock for Q2 2016, down 17% quarter-over-quarter.
  • 12 funds opened new Gladstone Capital positions in Q2 2016 and 12 closed out, a net change of 0 holders.
  • The largest Gladstone Capital buyer in Q2 2016 was Stifel Financial, an estimated $260K added.
  • The largest Gladstone Capital seller in Q2 2016 was Advisors Asset Management, an estimated $1.96M sold.

Based on aggregated 13F filings for Q2 2016.