TCW Group’s Gladstone Capital GLAD Stock Holding History

TCW Group’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-49,600	Closed	-$725K	–	321
2020 Q2	$725K	Buy	49,600 +24,600	+98%	+$327K	0.01%	255
2020 Q1	$281K	Buy	+25,000	New	+$449K	﹤0.01%	299

Other funds holding GLAD

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

NCM

Novare Capital Management Charlotte, North Carolina $1.26B AUM 20.28% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

IAIM

International Assets Investment Management Orlando, Florida $1.44B AUM 21.92% 1-Year Est. Return

TCW Group's GLAD Position: Q3 2020 in Review

TCW Group sold out of Gladstone Capital (GLAD) in Q3 2020, closing a stake of 49,600 shares — an estimated $725K sold.

TCW Group first reported a position in GLAD in Q1 2020 and held it in 2 quarters. The position peaked at $725K in Q2 2020. 57 funds tracked by Wall St. Rank hold GLAD as of Q3 2020.

TCW Group reported no remaining Gladstone Capital position as of Q3 2020 after selling out during the quarter.
TCW Group sold 49,600 Gladstone Capital shares in Q3 2020, an estimated $725K.
TCW Group first reported a position in Gladstone Capital in Q1 2020 and held it in 2 quarters.
TCW Group's Gladstone Capital position peaked at $725K in Q2 2020.
57 funds tracked by Wall St. Rank held Gladstone Capital as of Q3 2020.

Based on TCW Group's 13F filing for Q3 2020, filed 30 Oct 2020.