State Street’s Gladstone Capital GLAD Stock Holding History

State Street’s Portfolio GLAD Stock Details GLAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-7,958	Closed	-$119K	–	3746
2016 Q1	$119K	Hold	7,958	–	–	﹤0.01%	3540
2015 Q4	$117K	Hold	7,958	–	–	﹤0.01%	3537
2015 Q3	$129K	Hold	7,958	–	–	﹤0.01%	3513
2015 Q2	$126K	Sell	7,958 -13,800	-63%	-$236K	﹤0.01%	3521
2015 Q1	$383K	Sell	21,758 -41,552	-66%	-$692K	﹤0.01%	3410
2014 Q4	$1.05M	Buy	63,310 +1,200	+2%	+$21.3K	﹤0.01%	3249
2014 Q3	$1.09M	Sell	62,110 -3,100	-5%	-$59.6K	﹤0.01%	3230
2014 Q2	$1.31M	Sell	65,210 -134,314	-67%	-$2.62M	﹤0.01%	3192
2014 Q1	$4.02M	Buy	199,524 +10,250	+5%	+$202K	﹤0.01%	2702
2013 Q4	$3.63M	Sell	189,274 -15,292	-7%	-$281K	﹤0.01%	2749
2013 Q3	$3.57M	Sell	204,566 -8,280	-4%	-$141K	﹤0.01%	2712
2013 Q2	$3.48M	Buy	+212,846	New	+$3.72M	﹤0.01%	2669

Other funds holding GLAD

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

State Street's GLAD Position: Q2 2016 in Review

State Street sold out of Gladstone Capital (GLAD) in Q2 2016, closing a stake of 7,958 shares — an estimated $119K sold.

State Street first reported a position in GLAD in Q2 2013 and held it in 12 quarters. The position peaked at $4.02M in Q1 2014. 59 funds tracked by Wall St. Rank hold GLAD as of Q2 2016.

State Street reported no remaining Gladstone Capital position as of Q2 2016 after selling out during the quarter.
State Street sold 7,958 Gladstone Capital shares in Q2 2016, an estimated $119K.
State Street first reported a position in Gladstone Capital in Q2 2013 and held it in 12 quarters.
State Street's Gladstone Capital position peaked at $4.02M in Q1 2014.
59 funds tracked by Wall St. Rank held Gladstone Capital as of Q2 2016.

Based on State Street's 13F filing for Q2 2016, filed 12 Aug 2016.