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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.22%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$5.86B
AUM Growth
+$495M
Cap. Flow
+$94.6M
Cap. Flow %
1.61%
Top 10 Hldgs %
19.02%
Holding
1,408
New
95
Increased
664
Reduced
532
Closed
56

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$16.3M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$7.53M
3
WCMI
First Trust WCM International Equity ETF
WCMI
+$6.68M
4
WM icon
Waste Management
WM
+$6.19M
5
ZS icon
Zscaler
ZS
+$6.15M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.71M
2
MSTR icon
Strategy Inc
MSTR
+$9.25M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.27M
4
ISRG icon
Intuitive Surgical
ISRG
+$6.52M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.14M

Sector Composition

Rank Sector Weight
1 Technology 17.61%
2 Financials 8.32%
3 Industrials 5.96%
4 Consumer Discretionary 4.8%
5 Communication Services 4.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCO icon
1276
Moody's
MCO
$83.9B
$217K ﹤0.01%
455
-2,427
-84% -$1.22M
SPXX icon
1277
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$217K ﹤0.01%
12,400
-2,000
-14% -$35.9K
RFV icon
1278
Invesco S&P MidCap 400 Pure Value ETF
RFV
$336M
$216K ﹤0.01%
+1,685
New +$214K
DLR icon
1279
Digital Realty Trust
DLR
$71.5B
$216K ﹤0.01%
1,247
+47
+4% +$8.04K
TIPZ icon
1280
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.9M
$216K ﹤0.01%
+4,007
New +$214K
EFR
1281
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$216K ﹤0.01%
18,846
+107
+0.6% +$1.26K
BNR
1282
Burning Rock Biotech
BNR
$96.9M
$214K ﹤0.01%
+24,755
New +$177K
MTB icon
1283
M&T Bank
MTB
$36.6B
$214K ﹤0.01%
1,081
-154
-12% -$30.2K
PTY icon
1284
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$213K ﹤0.01%
+14,751
New +$208K
BLW icon
1285
BlackRock Limited Duration Income Trust
BLW
$491M
$213K ﹤0.01%
15,171
+407
+3% +$5.75K
IBHF icon
1286
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$822M
$212K ﹤0.01%
9,067
– –
NWN icon
1287
Northwest Natural Holdings
NWN
$2.18B
$211K ﹤0.01%
+4,700
New +$195K
FBTC icon
1288
Fidelity Wise Origin Bitcoin Fund
FBTC
$11.8B
$210K ﹤0.01%
+2,108
New +$211K
CAVA icon
1289
CAVA Group
CAVA
$7.57B
$210K ﹤0.01%
+3,481
New +$264K
ACT icon
1290
Enact Holdings
ACT
$6.7B
$210K ﹤0.01%
5,470
-100
-2% -$3.71K
VPL icon
1291
Vanguard FTSE Pacific ETF
VPL
$7.89B
$207K ﹤0.01%
+2,360
New +$201K
VNQI icon
1292
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$205K ﹤0.01%
+4,269
New +$200K
FCVT icon
1293
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$204K ﹤0.01%
+4,776
New +$193K
SPTM icon
1294
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$204K ﹤0.01%
+2,525
New +$196K
EWJ icon
1295
iShares MSCI Japan ETF
EWJ
$21.3B
$203K ﹤0.01%
2,527
-956
-27% -$73.9K
NVT icon
1296
nVent Electric
NVT
$22.9B
$203K ﹤0.01%
+2,051
New +$178K
BSCU icon
1297
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$194K ﹤0.01%
11,459
-2,698
-19% -$45.4K
HTGC icon
1298
Hercules Capital
HTGC
$3.04B
$191K ﹤0.01%
10,078
– –
CXDO icon
1299
Crexendo
CXDO
$223M
$187K ﹤0.01%
28,775
+9,375
+48% +$58.1K
GLDD
1300
DELISTED
Great Lakes Dredge & Dock
GLDD
$186K ﹤0.01%
15,500
– –
50 51
52
53 54

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2025 Portfolio in Review

As of Q3 2025, Prospera Financial Services held 1,408 positions worth $5.86B, up 9.2% from $5.37B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2025 filing shows 95 new, 664 increased, 532 reduced and 56 closed positions. Its largest new stake was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M. The largest sale was iShares Core S&P 500 ETF, an estimated $9.71M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 16% a quarter earlier, followed by Financials and Industrials.

  • Prospera Financial Services's largest Q3 2025 buy was First Trust WCM International Equity ETF: 420,351 shares worth $7.09M.
  • Prospera Financial Services added most to NVIDIA in Q3 2025, an estimated $16.3M increase.
  • Prospera Financial Services's biggest Q3 2025 reduction was iShares Core S&P 500 ETF, cutting an estimated $9.71M.
  • Prospera Financial Services fully exited State Street SPDR S&P 400 Mid Cap Growth ETF in Q3 2025, selling an estimated $5.48M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $5.86B portfolio in Q3 2025.
  • Prospera Financial Services opened 95 new positions and closed 56 in Q3 2025.
  • Prospera Financial Services's portfolio value rose 9.2% quarter-over-quarter to $5.86B.

Based on Prospera Financial Services's 13F filing for Q3 2025, filed 6 Nov 2025.