Prospera Financial Services’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Prospera Financial Services’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-18,653	Closed	-$241K	–	1486
2025 Q4	$241K	Buy	18,653 +3,902	+26%	+$52.7K	﹤0.01%	1222
2025 Q3	$213K	Buy	+14,751	New	+$208K	﹤0.01%	1284
2022 Q2	–	Sell	-2,800	Closed	-$43K	–	2361
2022 Q1	$43K	Buy	+2,800	New	+$43.1K	﹤0.01%	1437
2020 Q4	–	Sell	-2,800	Closed	-$45K	–	1335
2020 Q3	$45K	Buy	+2,800	New	+$44.4K	0.02%	659

Other funds holding PTY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $187B AUM 21.7% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

XML Financial Bethesda, Maryland $1.37B AUM 28.49% 1-Year Est. Return

MTI

Merrithew & Thorsten Inc San Diego, California $117M AUM

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Prospera Financial Services's PTY Position: Q1 2026 in Review

Prospera Financial Services sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q1 2026, closing a stake of 18,653 shares — an estimated $241K sold.

Prospera Financial Services first reported a position in PTY in Q3 2020 and held it in 4 quarters. The position peaked at $241K in Q4 2025. 222 funds tracked by Wall St. Rank hold PTY as of Q1 2026.

Prospera Financial Services reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q1 2026 after selling out during the quarter.
Prospera Financial Services sold 18,653 PIMCO Corporate & Income Opportunity Fund shares in Q1 2026, an estimated $241K.
Prospera Financial Services first reported a position in PIMCO Corporate & Income Opportunity Fund in Q3 2020 and held it in 4 quarters.
Prospera Financial Services's PIMCO Corporate & Income Opportunity Fund position peaked at $241K in Q4 2025.
222 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q1 2026.

Based on Prospera Financial Services's 13F filing for Q1 2026, filed 14 Apr 2026.