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Prospera Financial Services’s Hercules Capital HTGC Stock Holding History

Prospera Financial Services’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-10,078
Closed -$191K – 1391
2025
Q3 		$191K Hold
10,078
– – ﹤0.01% 1298
2025
Q2 		$184K Buy
+10,078
New +$179K ﹤0.01% 1259
2022
Q2 		– Sell
-3,278
Closed -$59K – 2059
2022
Q1 		$59K Buy
+3,278
New +$57.6K ﹤0.01% 1296

Other funds holding HTGC

UBP
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VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $108B AUM 37.29% 1-Year Est. Return
Millennium Management
Millennium Management New York $276B AUM 44.8% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Prospera Financial Services's HTGC Position: Q4 2025 in Review

Prospera Financial Services sold out of Hercules Capital (HTGC) in Q4 2025, closing a stake of 10,078 shares — an estimated $191K sold.

Prospera Financial Services first reported a position in HTGC in Q1 2022 and held it in 3 quarters. The position peaked at $191K in Q3 2025. 354 funds tracked by Wall St. Rank hold HTGC as of Q4 2025.

  • Prospera Financial Services reported no remaining Hercules Capital position as of Q4 2025 after selling out during the quarter.
  • Prospera Financial Services sold 10,078 Hercules Capital shares in Q4 2025, an estimated $191K.
  • Prospera Financial Services first reported a position in Hercules Capital in Q1 2022 and held it in 3 quarters.
  • Prospera Financial Services's Hercules Capital position peaked at $191K in Q3 2025.
  • 354 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2025.

Based on Prospera Financial Services's 13F filing for Q4 2025, filed 9 Feb 2026.