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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$891M
AUM Growth
+$587M
Cap. Flow
+$567M
Cap. Flow %
63.61%
Top 10 Hldgs %
39.05%
Holding
537
New
216
Increased
147
Reduced
129
Closed
21

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$120M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$48.8M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$42.5M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$36.6M
5
AAPL icon
Apple
AAPL
+$23.2M

Top Sells

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$2.12M
2
HON icon
Honeywell
HON
+$1.68M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.57M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.36M
5
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$1.36M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 3.82%
3 Industrials 3.43%
4 Consumer Discretionary 3.3%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
76
DELISTED
Magellan Midstream Partners, L.P.
MMP
$2.36M 0.26%
+36,777
New +$2.28M
IUSV icon
77
iShares Core S&P US Value ETF
IUSV
$27.2B
$2.35M 0.26%
+40,917
New +$2.28M
HD icon
78
Home Depot
HD
$332B
$2.33M 0.26%
11,066
+1,032
+10% +$206K
CMI icon
79
Cummins
CMI
$91.7B
$2.31M 0.26%
13,486
+754
+6% +$123K
FXR icon
80
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$2.29M 0.26%
+53,989
New +$2.21M
LQD icon
81
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$2.28M 0.26%
+18,406
New +$2.21M
YUM icon
82
Yum! Brands
YUM
$41B
$2.28M 0.26%
20,618
+139
+0.7% +$14.4K
RFDI icon
83
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$2.26M 0.25%
+39,753
New +$2.25M
CAT icon
84
Caterpillar
CAT
$409B
$2.24M 0.25%
16,467
-16,045
-49% -$2.12M
D icon
85
Dominion Energy
D
$62.5B
$2.23M 0.25%
28,846
+12,390
+75% +$944K
PFE icon
86
Pfizer
PFE
$140B
$2.21M 0.25%
+53,464
New +$2.12M
GOOG icon
87
Alphabet (Google) Class C
GOOG
$3.9T
$2.17M 0.24%
39,880
-7,320
-16% -$422K
V icon
88
Visa
V
$677B
$2.13M 0.24%
12,181
+588
+5% +$96.3K
DUK icon
89
Duke Energy
DUK
$102B
$2.12M 0.24%
23,845
-384
-2% -$33.9K
PEP icon
90
PepsiCo
PEP
$186B
$2.11M 0.24%
16,019
-1,856
-10% -$238K
PLD icon
91
Prologis
PLD
$138B
$2.11M 0.24%
+26,243
New +$2M
MET icon
92
MetLife
MET
$61B
$2.08M 0.23%
+41,758
New +$1.96M
UCON icon
93
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$2.01M 0.23%
78,428
+14,589
+23% +$372K
FE icon
94
FirstEnergy
FE
$28.9B
$2.01M 0.23%
+46,785
New +$1.97M
BRK.B icon
95
Berkshire Hathaway Class B
BRK.B
$1.07T
$1.92M 0.22%
+8,994
New +$1.86M
VYM icon
96
Vanguard High Dividend Yield ETF
VYM
$81.1B
$1.91M 0.21%
+21,898
New +$1.89M
CG icon
97
Carlyle Group
CG
$16.3B
$1.89M 0.21%
+83,563
New +$1.72M
BAC icon
98
Bank of America
BAC
$435B
$1.87M 0.21%
64,273
+1,266
+2% +$36.5K
SDY icon
99
State Street SPDR S&P Dividend ETF
SDY
$21.9B
$1.87M 0.21%
18,508
+1,518
+9% +$152K
TRTN
100
DELISTED
Triton International Limited
TRTN
$1.85M 0.21%
56,207
+17
+0% +$538
2 3
4
5 6

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2019 Portfolio in Review

As of Q2 2019, Prospera Financial Services held 537 positions worth $891M, up 193% from $304M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services deployed $567M of net new capital in Q2 2019, opening 216 new positions and adding to 147 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, up from 5.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Caterpillar, an estimated $2.12M trimmed.

  • Prospera Financial Services's largest Q2 2019 buy was First Trust Dorsey Wright Focus 5 ETF: 4,024,683 shares worth $124M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q2 2019, an estimated $2.44M increase.
  • Prospera Financial Services's biggest Q2 2019 reduction was Caterpillar, cutting an estimated $2.12M.
  • Prospera Financial Services fully exited FedEx in Q2 2019, selling an estimated $743K.
  • Prospera Financial Services's ten largest holdings make up 39% of its $891M portfolio in Q2 2019.
  • Prospera Financial Services opened 216 new positions and closed 21 in Q2 2019.
  • Prospera Financial Services's portfolio value rose 193% quarter-over-quarter to $891M.

Based on Prospera Financial Services's 13F filing for Q2 2019, filed 14 Aug 2019.