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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
651
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.32B
$445K 0.02%
6,580
+2,150
+49% +$142K
BST icon
652
BlackRock Science and Technology Trust
BST
$1.55B
$441K 0.02%
13,629
+135
+1% +$4.29K
SPD icon
653
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$440K 0.02%
17,201
-18,989
-52% -$478K
EWG icon
654
iShares MSCI Germany ETF
EWG
$1.56B
$438K 0.02%
15,402
+3,555
+30% +$98K
EOT
655
Eaton Vance National Municipal Opportunities Trust
EOT
$269M
$434K 0.02%
24,528
+1,343
+6% +$23.5K
NOW icon
656
ServiceNow
NOW
$114B
$433K 0.02%
4,660
+700
+18% +$61K
FRT icon
657
Federal Realty Investment Trust
FRT
$10.9B
$432K 0.02%
4,368
+292
+7% +$30.5K
AFSM icon
658
First Trust Active Factor Small Cap ETF
AFSM
$118M
$431K 0.02%
18,543
+5,883
+46% +$140K
MHI
659
DELISTED
Pioneer Municipal High Income Fund
MHI
$429K 0.02%
48,293
+3,826
+9% +$34.2K
IDV icon
660
iShares International Select Dividend ETF
IDV
$8.28B
$429K 0.02%
15,607
+6,341
+68% +$179K
HLT icon
661
Hilton Worldwide
HLT
$72.6B
$428K 0.02%
3,040
+9
+0.3% +$1.27K
LAD icon
662
Lithia Motors
LAD
$8.17B
$427K 0.02%
1,867
-14
-0.7% -$3.4K
HUSV icon
663
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$76.9M
$427K 0.02%
13,213
-502
-4% -$16.2K
IYG icon
664
iShares US Financial Services ETF
IYG
$2.18B
$426K 0.02%
+8,466
New +$462K
ICPT
665
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$425K 0.02%
31,682
-124
-0.4% -$2.15K
BYLD icon
666
iShares Yield Optimized Bond ETF
BYLD
$449M
$424K 0.02%
19,250
-1,011
-5% -$22.2K
TMFC icon
667
Motley Fool 100 Index ETF
TMFC
$2.01B
$424K 0.02%
11,974
-480
-4% -$15.9K
OLLI icon
668
Ollie's Bargain Outlet
OLLI
$4.17B
$421K 0.02%
7,267
-102
-1% -$5.61K
SPIB icon
669
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$421K 0.02%
12,954
+5,569
+75% +$180K
NIO icon
670
NIO
NIO
$11.7B
$420K 0.02%
39,943
-1,283
-3% -$13.1K
FTXL icon
671
First Trust Nasdaq Semiconductor ETF
FTXL
$2.05B
$419K 0.02%
+6,465
New +$392K
FLRT icon
672
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$657M
$419K 0.02%
9,243
-284
-3% -$12.9K
CAG icon
673
Conagra Brands
CAG
$7.38B
$418K 0.02%
11,140
-136
-1% -$5.04K
KHC icon
674
Kraft Heinz
KHC
$32.4B
$418K 0.02%
10,816
+3,662
+51% +$145K
FAD icon
675
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$416K 0.02%
4,250
– –
25 26
27
28 29

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.