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Prospera Financial Services’s Simplify US Equity PLUS Downside Convexity ETF SPD Stock Holding History

Prospera Financial Services’s Portfolio SPD Stock Details SPD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q3 		– Sell
-13,200
Closed -$360K – 1056
2023
Q2 		$360K Sell
13,200
-4,001
-23% -$105K 0.01% 719
2023
Q1 		$440K Sell
17,201
-18,989
-52% -$478K 0.02% 653
2022
Q4 		$878K Sell
36,190
-12,926
-26% -$326K 0.04% 386
2022
Q3 		$1.3M Sell
49,116
-78
-0.2% -$2.12K 0.07% 310
2022
Q2 		$1.3M Sell
49,194
-112
-0.2% -$3.21K 0.07% 314
2022
Q1 		$1.54M Sell
49,306
-703
-1% -$21.9K 0.06% 325
2021
Q4 		$1.66M Sell
50,009
-2,410
-5% -$77.5K 0.07% 305
2021
Q3 		$1.59M Buy
52,419
+1,185
+2% +$37K 0.08% 284
2021
Q2 		$1.55M Sell
51,234
-3,760
-7% -$111K 0.08% 288
2021
Q1 		$1.55M Buy
+54,994
New +$1.52M 0.09% 257

Other funds holding SPD

OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
AWM
Axxcess Wealth Management Carlsbad, California $3.12B AUM 21% 1-Year Est. Return
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return
AWM
Austin Wealth Management Austin, Texas $440M AUM 17.66% 1-Year Est. Return
AIP
Almanack Investment Partners Wayne, Pennsylvania $592M AUM 25.27% 1-Year Est. Return
BW
Bison Wealth Atlanta, Georgia $454M AUM 22.8% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
CF
Clarity Financial Houston, Texas $919M AUM 16.53% 1-Year Est. Return
SPIA
Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return
IAA
Ironsides Asset Advisors Rocky Mount, North Carolina $399M AUM 13.99% 1-Year Est. Return

Prospera Financial Services's SPD Position: Q3 2023 in Review

Prospera Financial Services sold out of Simplify US Equity PLUS Downside Convexity ETF (SPD) in Q3 2023, closing a stake of 13,200 shares — an estimated $360K sold.

Prospera Financial Services first reported a position in SPD in Q1 2021 and held it in 10 quarters. The position peaked at $1.66M in Q4 2021. 38 funds tracked by Wall St. Rank hold SPD as of Q3 2023.

  • Prospera Financial Services reported no remaining Simplify US Equity PLUS Downside Convexity ETF position as of Q3 2023 after selling out during the quarter.
  • Prospera Financial Services sold 13,200 Simplify US Equity PLUS Downside Convexity ETF shares in Q3 2023, an estimated $360K.
  • Prospera Financial Services first reported a position in Simplify US Equity PLUS Downside Convexity ETF in Q1 2021 and held it in 10 quarters.
  • Prospera Financial Services's Simplify US Equity PLUS Downside Convexity ETF position peaked at $1.66M in Q4 2021.
  • 38 funds tracked by Wall St. Rank held Simplify US Equity PLUS Downside Convexity ETF as of Q3 2023.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.