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Simplify US Equity PLUS Downside Convexity ETF
SPD

23 hedge funds and large institutions have $176M invested in Simplify US Equity PLUS Downside Convexity ETF in 2021 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more capital invested

Capital invested by funds: $102M → $176M (+$73.8M)

57% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 7

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

0% more funds holding

Funds holding: 23 → 23 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.44% less ownership

Funds ownership: 80.3% → 78.86% (-1.4%)

Holders
23
Holders Change
–
Holders Change %
0%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
11
Reduced
7
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FEG
Financial Enhancement Group
Indiana
+$44.7M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.94M
3
HighTower Advisors
HighTower Advisors
Illinois
+$5.72M
4
KCM
Kathmere Capital Management
Pennsylvania
+$3.94M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$1.53M

Top Sellers

1
PFS
Prospera Financial Services
Texas
-$111K
2
EP
Eudaimonia Partners
Tennessee
-$80K
3
BW
Bison Wealth
Georgia
-$69.4K
4
WIA
World Investment Advisors
California
-$35.5K
5
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$23K
Name Holding Trade Value Shares
Change 		Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$74.6M +$44.7M +1,507,298 +158%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$21.3M +$301K +10,164 +1%
HighTower Advisors
3
HighTower Advisors
Illinois
$19.3M +$5.72M +192,789 +43%
KCM
4
Kathmere Capital Management
Pennsylvania
$15M +$3.94M +132,802 +37%
RJA
5
Raymond James & Associates
Florida
$12.4M -$14K -473 -0.1%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$10.6M +$6.94M +234,119 +203%
TWM
7
Tradition Wealth Management
Minnesota
$5.96M +$270K +9,097 +5%
SAM
8
Stringer Asset Management
Tennessee
$5.45M +$62.5K +2,109 +1%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.44M -$23K -777 -1%
Bank of Montreal
10
Bank of Montreal
Ontario, Canada
$1.56M +$1.53M +51,573 New
PFS
11
Prospera Financial Services
Texas
$1.55M -$111K -3,760 -7%
WIA
12
World Investment Advisors
California
$1.38M -$35.5K -1,196 -3%
OMC
13
Old Mission Capital
Illinois
$1.04M +$1.02M +34,245 New
BS
14
Boenning & Scattergood
Pennsylvania
$951K +$52.6K +1,775 +6%
BW
15
Bison Wealth
Georgia
$727K -$69.4K -2,341 -6%
AWM
16
Apollon Wealth Management
South Carolina
$406K +$397K +13,401 New
IA
17
IFP Advisors
Florida
$387K +$40.6K +1,370 +12%
VAS
18
Vestmark Advisory Solutions
Massachusetts
$316K -$4.89K -165 -2%
Osaic Holdings
19
Osaic Holdings
Arizona
$270K – – –
CFA
20
Carroll Financial Associates
North Carolina
$155K +$71.2K +2,400 +88%
CFGS
21
Concourse Financial Group Securities
Alabama
$100K -$8.27K -279 -8%
TCM
22
TD Capital Management
Tennessee
$30K +$28.6K +964 +2,678%
SCA
23
Stonebridge Capital Advisors
Minnesota
$24K – – –
EP
24
Eudaimonia Partners
Tennessee
– -$80K -2,825 Closed
UBS Group
25
UBS Group
Switzerland
– -$7K -244 Closed

SPD Hedge Fund Activity: Q2 2021 in Review

23 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q2 2021, worth a combined $176M — up 72% from $102M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SPD positions and 2 closed out — a net gain of 1 holder — while 11 added to existing stakes and 7 trimmed.

The largest buyer was Financial Enhancement Group, adding an estimated $44.7M. The largest seller was Prospera Financial Services, cutting an estimated $111K.

  • 23 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q2 2021, unchanged from Q1 2021.
  • Funds reported $176M of Simplify US Equity PLUS Downside Convexity ETF stock for Q2 2021, up 72% quarter-over-quarter.
  • 3 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q2 2021 and 2 closed out, a net change of +1 holder.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q2 2021 was Financial Enhancement Group, an estimated $44.7M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q2 2021 was Prospera Financial Services, an estimated $111K sold.

Based on aggregated 13F filings for Q2 2021.