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Simplify US Equity PLUS Downside Convexity ETF
SPD

29 hedge funds and large institutions have $53.6M invested in Simplify US Equity PLUS Downside Convexity ETF in 2024 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more capital invested

Capital invested by funds: $47M → $53.6M (+$6.6M)

0.42% less ownership

Funds ownership: 56.35% → 55.93% (-0.42%)

17% less funds holding

Funds holding: 35 → 29 (-6)

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

60% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 10

Holders
29
Holders Change
-6
Holders Change %
-17.14%
% of All Funds
0.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.01%
New
4
Increased
7
Reduced
14
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Sollinda Capital Management
Florida
+$11.6M
2
AIP
Almanack Investment Partners
Pennsylvania
+$3.98M
3
AWM
Axxcess Wealth Management
California
+$1.25M
4
CIAS
Capital Investment Advisory Services
North Carolina
+$1.06M
5
RCM
Ridgepath Capital Management
Tennessee
+$398K

Top Sellers

1
AWM
AE Wealth Management
Kansas
-$5.85M
2
Wells Fargo
Wells Fargo
California
-$2.44M
3
LPL Financial
LPL Financial
California
-$1.52M
4
LAS
Lloyd Advisory Services
Georgia
-$1.39M
5
OMC
Old Mission Capital
Illinois
-$713K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1
Axxcess Wealth Management
California
$12.1M +$1.25M +41,682 +12%
SCM
2
Sollinda Capital Management
Florida
$12M +$11.6M +385,915 New
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$8.13M -$302K -10,046 -4%
AWM
4
AE Wealth Management
Kansas
$4.26M -$5.85M -194,962 -59%
AIP
5
Almanack Investment Partners
Pennsylvania
$4.13M +$3.98M +132,728 New
AWM
6
Austin Wealth Management
Texas
$3.69M +$38.9K +1,296 +1%
BW
7
Bison Wealth
Georgia
$1.51M -$17.9K -596 -1%
CIAS
8
Capital Investment Advisory Services
North Carolina
$1.35M +$1.06M +35,475 +439%
SPIA
9
Steward Partners Investment Advisory
New York
$1.29M – – –
IAA
10
Ironsides Asset Advisors
North Carolina
$1.21M +$129K +4,295 +12%
DAS
11
Dynamic Advisor Solutions
Arizona
$884K +$38.4K +1,281 +5%
IAS
12
Insigneo Advisory Services
Florida
$614K -$120K -3,991 -17%
FEG
13
Financial Enhancement Group
Indiana
$525K -$55K -1,834 -10%
RCM
14
Ridgepath Capital Management
Tennessee
$413K +$398K +13,270 New
GLR
15
Great Lakes Retirement
Ohio
$377K -$23.8K -793 -6%
OMC
16
Old Mission Capital
Illinois
$370K -$713K -23,761 -67%
KCM
17
Kathmere Capital Management
Pennsylvania
$239K -$13.9K -464 -6%
PFA
18
Pathway Financial Advisors
Vermont
$221K – – –
UBS Group
19
UBS Group
Switzerland
$113K +$58.4K +1,947 +115%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$31K -$5.91K -197 -16%
IA
21
IFP Advisors
Florida
$30.1K -$42.8K -1,425 -60%
Qube Research & Technologies (QRT)
22
Qube Research & Technologies (QRT)
United Kingdom
$23.5K -$154K -5,137 -87%
Wells Fargo
23
Wells Fargo
California
$23.3K -$2.44M -81,417 -99%
CA
24
CoreCap Advisors
Michigan
$18K +$17.4K +579 New
Morgan Stanley
25
Morgan Stanley
New York
$11.9K -$11.4K -379 -50%
1
2

SPD Hedge Fund Activity: Q1 2024 in Review

29 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q1 2024, worth a combined $53.6M — up 14% from $47M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SPD and 4 opened new positions — a net loss of 6 holders — while 14 trimmed existing stakes and 7 added.

The largest buyer was Sollinda Capital Management, opening a new position worth an estimated $11.6M. The largest seller was AE Wealth Management, cutting an estimated $5.85M.

  • 29 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q1 2024, down from 35 in Q4 2023.
  • Funds reported $53.6M of Simplify US Equity PLUS Downside Convexity ETF stock for Q1 2024, up 14% quarter-over-quarter.
  • 4 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q1 2024 and 10 closed out, a net change of -6 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q1 2024 was Sollinda Capital Management, an estimated $11.6M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q1 2024 was AE Wealth Management, an estimated $5.85M sold.

Based on aggregated 13F filings for Q1 2024.