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Simplify US Equity PLUS Downside Convexity ETF

53 hedge funds and large institutions have $300M invested in Simplify US Equity PLUS Downside Convexity ETF in 2022 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 25 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

7% more capital invested

Capital invested by funds: $280M → $300M (+$19.7M)

5.34% more ownership

Funds ownership: 62.8%68.15% (+5.3%)

17% less funds holding

Funds holding: 6453 (-11)

32% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 25

73% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 15

Holders
53
Holders Change
-11
Holders Change %
-17.19%
% of All Funds
0.91%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.16%
New
4
Increased
17
Reduced
25
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$42.2M -$20.9M -770,310 -33%
SAF
2
Smith Anglin Financial
Texas
$32M +$32.3M +1,187,514 +5,338%
LPL Financial
3
LPL Financial
California
$26.5M +$16.4M +604,084 +151%
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$26.2M +$3.45M +127,076 +15%
KCM
5
Kathmere Capital Management
Pennsylvania
$23.3M +$420K +15,462 +2%
AFA
6
Atlas Financial Advisors
California
$18M -$2.61M -96,078 -12%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$15.5M -$739K -27,192 -4%
HighTower Advisors
8
HighTower Advisors
Illinois
$12.6M -$2.18M -80,070 -14%
FS
9
Ferguson Shapiro
Georgia
$10.9M -$213K -7,844 -2%
RJA
10
Raymond James & Associates
Florida
$10.6M -$676K -24,852 -6%
IWC
11
Integrated Wealth Concepts
Massachusetts
$9.32M +$1.22M +44,805 +15%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.19M -$301K -11,062 -3%
WI
13
WJ Interests
Texas
$8.38M +$2.13M +78,271 +33%
PFG
14
Pacific Financial Group
Washington
$6.68M +$1.06M +39,044 +18%
IA
15
IFP Advisors
Florida
$6.57M +$3.13M +115,120 +77%
RCIM
16
Red Cedar Investment Management
Michigan
$4.85M
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$4.61M +$964K +35,455 +26%
AWM
18
Apollon Wealth Management
South Carolina
$4.38M +$941K +34,594 +26%
BCI
19
Brinker Capital Investments
Pennsylvania
$3.43M -$47.5K -1,748 -1%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$1.97M -$95.4K -3,510 -4%
SAM
21
Stringer Asset Management
Tennessee
$1.85M -$507K -18,645 -17%
AFP
22
Ausdal Financial Partners
Iowa
$1.59M -$100K -3,680 -6%
BW
23
Bison Wealth
Georgia
$1.53M -$11.2K -411 -0.7%
AWM
24
AE Wealth Management
Kansas
$1.47M +$500K +18,408 +50%
M1FG
25
Mach-1 Financial Group
Arkansas
$1.47M +$500K +18,408 +50%

SPD Hedge Fund Activity: Q3 2022 in Review

53 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q3 2022, worth a combined $300M — up 7.1% from $280M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of SPD and 4 opened new positions — a net loss of 11 holders — while 25 trimmed existing stakes and 17 added.

The largest buyer was Smith Anglin Financial, adding an estimated $32.3M. The largest seller was Financial Enhancement Group, cutting an estimated $20.9M.

  • 53 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q3 2022, down from 64 in Q2 2022.
  • Funds reported $300M of Simplify US Equity PLUS Downside Convexity ETF stock for Q3 2022, up 7.1% quarter-over-quarter.
  • 4 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q3 2022 and 15 closed out, a net change of -11 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q3 2022 was Smith Anglin Financial, an estimated $32.3M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q3 2022 was Financial Enhancement Group, an estimated $20.9M sold.

Based on aggregated 13F filings for Q3 2022.