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Simplify US Equity PLUS Downside Convexity ETF
SPD

41 hedge funds and large institutions have $223M invested in Simplify US Equity PLUS Downside Convexity ETF in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 20 increasing their positions, 1 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,900% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 1

900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 2

78% more funds holding

Funds holding: 23 → 41 (+18)

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

27% more capital invested

Capital invested by funds: $176M → $223M (+$47.4M)

7.81% less ownership

Funds ownership: 78.86% → 71.05% (-7.8%)

Holders
41
Holders Change
+18
Holders Change %
+78.26%
% of All Funds
0.72%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
20
Increased
20
Reduced
1
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CFA
Carroll Financial Associates
North Carolina
+$9.62M
2
RJA
Raymond James & Associates
Florida
+$6.77M
3
FS
Ferguson Shapiro
Georgia
+$4.7M
4
KCM
Kathmere Capital Management
Pennsylvania
+$3.02M
5
SAM
Stringer Asset Management
Tennessee
+$2.55M

Top Sellers

1
FEG
Financial Enhancement Group
Indiana
-$2.81M
2
OMC
Old Mission Capital
Illinois
-$1.04M
3
SCA
Stonebridge Capital Advisors
Minnesota
-$24K
Name Holding Trade Value Shares
Change 		Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$72.1M -$2.81M -90,220 -4%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$23.7M +$2.31M +74,012 +11%
HighTower Advisors
3
HighTower Advisors
Illinois
$21.2M +$1.88M +60,241 +9%
RJA
4
Raymond James & Associates
Florida
$19.1M +$6.77M +217,150 +53%
KCM
5
Kathmere Capital Management
Pennsylvania
$18M +$3.02M +96,778 +20%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$12.5M +$1.9M +60,916 +17%
CFA
7
Carroll Financial Associates
North Carolina
$9.54M +$9.62M +308,365 +6,029%
SAM
8
Stringer Asset Management
Tennessee
$7.96M +$2.55M +81,703 +45%
TWM
9
Tradition Wealth Management
Minnesota
$6.34M +$365K +11,698 +6%
FS
10
Ferguson Shapiro
Georgia
$4.58M +$4.7M +150,597 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$3.32M +$899K +28,814 +36%
IWC
12
Integrated Wealth Concepts
Massachusetts
$2.31M +$2.37M +75,878 New
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$1.99M +$343K +11,004 +21%
AWM
14
Apollon Wealth Management
South Carolina
$1.92M +$1.55M +49,642 +370%
PFS
15
Prospera Financial Services
Texas
$1.59M +$37K +1,185 +2%
WIA
16
World Investment Advisors
California
$1.59M +$220K +7,057 +16%
BW
17
Bison Wealth
Georgia
$1.49M +$328K +10,507 +27%
TF
18
Trek Financial
Arizona
$1.46M +$1.49M +47,855 New
SPIA
19
Steward Partners Investment Advisory
New York
$1.38M +$1.41M +45,325 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.37M +$1.4M +45,034 New
CAN
21
Cetera Advisor Networks
California
$1.33M +$1.36M +43,627 New
CF
22
Clarity Financial
Texas
$1.3M +$1.33M +42,679 New
AI
23
Atria Investments
North Carolina
$1.21M +$1.24M +39,741 New
IAIM
24
International Assets Investment Management
Florida
$1.02M +$1.07M +34,405 New
BS
25
Boenning & Scattergood
Pennsylvania
$1.01M +$61.9K +1,985 +6%
1
2

SPD Hedge Fund Activity: Q3 2021 in Review

41 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q3 2021, worth a combined $223M — up 27% from $176M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SPD positions and 2 closed out — a net gain of 18 holders — while 20 added to existing stakes and 1 trimmed.

The largest buyer was Carroll Financial Associates, adding an estimated $9.62M. The largest seller was Financial Enhancement Group, cutting an estimated $2.81M.

  • 41 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q3 2021, up from 23 in Q2 2021.
  • Funds reported $223M of Simplify US Equity PLUS Downside Convexity ETF stock for Q3 2021, up 27% quarter-over-quarter.
  • 20 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q3 2021 and 2 closed out, a net change of +18 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q3 2021 was Carroll Financial Associates, an estimated $9.62M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q3 2021 was Financial Enhancement Group, an estimated $2.81M sold.

Based on aggregated 13F filings for Q3 2021.