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Simplify US Equity PLUS Downside Convexity ETF

38 hedge funds and large institutions have $56.1M invested in Simplify US Equity PLUS Downside Convexity ETF in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

12% more capital invested

Capital invested by funds: $50M → $56.1M (+$6.1M)

9.24% more ownership

Funds ownership: 47.18%56.42% (+9.2%)

0% more funds holding

Funds holding: 3838 (0)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OIA
1
OneDigital Investment Advisors
Kansas
$15.7M +$1.35M +49,486 +9%
AWM
2
Axxcess Wealth Management
California
$12.7M +$7.69M +281,027 +138%
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$7.37M +$7.69M +280,946 New
AWM
4
Austin Wealth Management
Texas
$3.4M +$3.36M +122,898 New
AIP
5
Almanack Investment Partners
Pennsylvania
$2.63M +$273K +9,958 +11%
BW
6
Bison Wealth
Georgia
$1.51M -$68.1K -2,489 -4%
LPL Financial
7
LPL Financial
California
$1.39M +$192K +7,026 +15%
CF
8
Clarity Financial
Texas
$1.25M -$3.15K -115 -0.2%
SPIA
9
Steward Partners Investment Advisory
New York
$1.09M
IAA
10
Ironsides Asset Advisors
North Carolina
$1.08M +$54.7K +2,000 +5%
Wolverine Trading
11
Wolverine Trading
Illinois
$857K +$571K +20,851 +176%
HighTower Advisors
12
HighTower Advisors
Illinois
$730K -$365K -13,350 -32%
IAS
13
Insigneo Advisory Services
Florida
$623K
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$586K +$611K +22,333 New
PEA
15
Park Edge Advisors
Ohio
$494K -$2.13K -78 -0.4%
FEG
16
Financial Enhancement Group
Indiana
$485K -$3.97K -145 -0.8%
OMC
17
Old Mission Capital
Illinois
$481K -$161K -5,899 -24%
DAS
18
Dynamic Advisor Solutions
Arizona
$442K +$42.8K +1,563 +10%
GS
19
GTS Securities
New York
$437K +$456K +16,652 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$399K -$410K -14,981 -50%
TC
21
TownSquare Capital
Utah
$369K +$145K +5,287 +60%
SAF
22
Smith Anglin Financial
Texas
$350K -$19.1K -699 -5%
AFA
23
Atlas Financial Advisors
California
$318K -$44.5K -1,627 -12%
KCM
24
Kathmere Capital Management
Pennsylvania
$256K -$458K -16,738 -63%
CIAS
25
Capital Investment Advisory Services
North Carolina
$211K +$221K +8,063 New

SPD Hedge Fund Activity: Q3 2023 in Review

38 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q3 2023, worth a combined $56.1M — up 12% from $50M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SPD positions and 7 closed out — a net gain of 1 holder — while 11 added to existing stakes and 15 trimmed.

The largest buyer was Axxcess Wealth Management, adding an estimated $7.69M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $7.87M.

  • 38 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $56.1M of Simplify US Equity PLUS Downside Convexity ETF stock for Q3 2023, up 12% quarter-over-quarter.
  • 8 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q3 2023 and 7 closed out, a net change of +1 holder.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q3 2023 was Axxcess Wealth Management, an estimated $7.69M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q3 2023 was Carson Wealth (CWM LLC), an estimated $7.87M sold.

Based on aggregated 13F filings for Q3 2023.