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Simplify US Equity PLUS Downside Convexity ETF
SPD

38 hedge funds and large institutions have $50M invested in Simplify US Equity PLUS Downside Convexity ETF in 2023 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% less funds holding

Funds holding: 39 → 38 (-1)

4.28% less ownership

Funds ownership: 51.46% → 47.18% (-4.3%)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

30% less capital invested

Capital invested by funds: $71.7M → $50M (-$21.6M)

70% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 20

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
38
Holders Change
-1
Holders Change %
-2.56%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
6
Reduced
20
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
Axxcess Wealth Management
California
+$5.31M
2
OIA
OneDigital Investment Advisors
Kansas
+$4.77M
3
CF
Clarity Financial
Texas
+$1.25M
4
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.08M
5
IAA
Ironsides Asset Advisors
North Carolina
+$588K

Top Sellers

1
KCM
Kathmere Capital Management
Pennsylvania
-$25.8M
2
RCIM
Red Cedar Investment Management
Michigan
-$4.69M
3
IA
IFP Advisors
Florida
-$2.93M
4
HighTower Advisors
HighTower Advisors
Illinois
-$2M
5
AIP
Almanack Investment Partners
Pennsylvania
-$695K
Name Holding Trade Value Shares
Change 		Change in
Stake
OIA
1
OneDigital Investment Advisors
Kansas
$15M +$4.77M +182,343 +50%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$7.9M +$1.08M +41,218 +17%
AWM
3
Axxcess Wealth Management
California
$5.55M +$5.31M +203,185 New
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$2.78M -$203K -7,775 -7%
AIP
5
Almanack Investment Partners
Pennsylvania
$2.47M -$695K -26,599 -23%
BW
6
Bison Wealth
Georgia
$1.64M -$22.4K -856 -1%
AFP
7
Ausdal Financial Partners
Iowa
$1.54M -$2.62K -100 -0.2%
CF
8
Clarity Financial
Texas
$1.31M +$1.25M +47,785 New
LPL Financial
9
LPL Financial
California
$1.26M -$83.5K -3,194 -6%
SPIA
10
Steward Partners Investment Advisory
New York
$1.13M – – –
HighTower Advisors
11
HighTower Advisors
Illinois
$1.13M -$2M -76,597 -65%
IAA
12
Ironsides Asset Advisors
North Carolina
$1.08M +$588K +22,495 +134%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$825K +$104K +3,970 +15%
KCM
14
Kathmere Capital Management
Pennsylvania
$723K -$25.8M -987,758 -97%
OMC
15
Old Mission Capital
Illinois
$662K -$239K -9,141 -27%
IAS
16
Insigneo Advisory Services
Florida
$653K – – –
PEA
17
Park Edge Advisors
Ohio
$517K – – –
FEG
18
Financial Enhancement Group
Indiana
$508K -$210K -8,040 -30%
DAS
19
Dynamic Advisor Solutions
Arizona
$417K +$119K +4,568 +43%
SAF
20
Smith Anglin Financial
Texas
$384K -$160K -6,134 -30%
AFA
21
Atlas Financial Advisors
California
$376K -$145K -5,542 -29%
PFS
22
Prospera Financial Services
Texas
$360K -$105K -4,001 -23%
Wolverine Trading
23
Wolverine Trading
Illinois
$320K -$272K -10,405 -47%
Jane Street
24
Jane Street
New York
$279K -$216K -8,254 -45%
TC
25
TownSquare Capital
Utah
$240K +$230K +8,805 New
1
2

SPD Hedge Fund Activity: Q2 2023 in Review

38 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q2 2023, worth a combined $50M — down 30% from $71.7M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SPD and 5 opened new positions — a net loss of 1 holder — while 20 trimmed existing stakes and 6 added.

The largest buyer was Axxcess Wealth Management, opening a new position worth an estimated $5.31M. The largest seller was Kathmere Capital Management, cutting an estimated $25.8M.

  • 38 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q2 2023, down from 39 in Q1 2023.
  • Funds reported $50M of Simplify US Equity PLUS Downside Convexity ETF stock for Q2 2023, down 30% quarter-over-quarter.
  • 5 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q2 2023 and 6 closed out, a net change of -1 holder.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q2 2023 was Axxcess Wealth Management, an estimated $5.31M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q2 2023 was Kathmere Capital Management, an estimated $25.8M sold.

Based on aggregated 13F filings for Q2 2023.