Smith Anglin Financial’s Simplify US Equity PLUS Downside Convexity ETF SPD Stock Holding History

Smith Anglin Financial’s Portfolio SPD Stock Details SPD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-13,346	Closed	-$350K	–	195
2023 Q3	$350K	Sell	13,346 -699	-5%	-$19.1K	0.04%	120
2023 Q2	$384K	Sell	14,045 -6,134	-30%	-$160K	0.05%	114
2023 Q1	$516K	Sell	20,179 -1,179,255	-98%	-$29.7M	0.08%	92
2022 Q4	$29.1M	Sell	1,199,434 -10,326	-0.9%	-$261K	5.49%	6
2022 Q3	$32M	Buy	1,209,760 +1,187,514	+5,338%	+$32.3M	6.74%	4
2022 Q2	$589K	Buy	+22,246	New	+$638K	0.17%	64

Other funds holding SPD

AWM

Axxcess Wealth Management Carlsbad, California $6.28B AUM 24.26% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

AWM

Austin Wealth Management Austin, Texas $473M AUM 18.73% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Bison Wealth Atlanta, Georgia $454M AUM 22.8% 1-Year Est. Return

LAS

Lloyd Advisory Services Suwanee, Georgia $258M AUM 15.83% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.31B AUM 20.77% 1-Year Est. Return

Smith Anglin Financial's SPD Position: Q4 2023 in Review

Smith Anglin Financial sold out of Simplify US Equity PLUS Downside Convexity ETF (SPD) in Q4 2023, closing a stake of 13,346 shares — an estimated $350K sold.

Smith Anglin Financial first reported a position in SPD in Q2 2022 and held it in 6 quarters. The position peaked at $32M in Q3 2022. 35 funds tracked by Wall St. Rank hold SPD as of Q4 2023.

Smith Anglin Financial reported no remaining Simplify US Equity PLUS Downside Convexity ETF position as of Q4 2023 after selling out during the quarter.
Smith Anglin Financial sold 13,346 Simplify US Equity PLUS Downside Convexity ETF shares in Q4 2023, an estimated $350K.
Smith Anglin Financial first reported a position in Simplify US Equity PLUS Downside Convexity ETF in Q2 2022 and held it in 6 quarters.
Smith Anglin Financial's Simplify US Equity PLUS Downside Convexity ETF position peaked at $32M in Q3 2022.
35 funds tracked by Wall St. Rank held Simplify US Equity PLUS Downside Convexity ETF as of Q4 2023.

Based on Smith Anglin Financial's 13F filing for Q4 2023, filed 17 Jan 2024.